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Showing below up to 50 results in range #1 to #50.

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  1. (hist) ‎ESMA Regulation - White Paper - ESMA’s policy orientations on guidelines for UCITS Exchange-Traded Funds and Structured UCITS - July 2011 ‎[0 bytes]
  2. (hist) ‎ESMA Regulation - White Paper - Guidelines on systems and controls in a highly automated trading environment for trading platforms, investment firms and competent authorities ‎[0 bytes]
  3. (hist) ‎ESMA Regulation - White Paper - Alternative Investment Fund Managers Directive - July 2011 ‎[0 bytes]
  4. (hist) ‎ESMA Annual Report - June 26, 2012 ‎[0 bytes]
  5. (hist) ‎UK Swaps Regulation ‎[0 bytes]
  6. (hist) ‎Key Historical Events in European Swaps Regulation ‎[0 bytes]
  7. (hist) ‎ESMA White Paper - Guidelines on certain aspects of the MiFID compliance function requirements - July 6, 2012 ‎[0 bytes]
  8. (hist) ‎ESMA Regulation - Consultation Paper - ESMA’s guidelines on ETFs and other UCITS issues - January 30, 2012 ‎[0 bytes]
  9. (hist) ‎FX Swaps Regulation - Hearings & Testimony ‎[13 bytes]
  10. (hist) ‎FSOC Rulemaking Comment Letters ‎[18 bytes]
  11. (hist) ‎Sandbox10 ‎[22 bytes]
  12. (hist) ‎Sandbox Index ‎[25 bytes]
  13. (hist) ‎Dodd-Frank Act - Speeches and Interviews - Gary Gensler - Public Citizen, March 1, 2011 ‎[44 bytes]
  14. (hist) ‎MarketsReformWiki Daily Statistics ‎[86 bytes]
  15. (hist) ‎Sandbox30 ‎[99 bytes]
  16. (hist) ‎Agricultural Swaps Regulation - Hearings & Testimony ‎[104 bytes]
  17. (hist) ‎Sandbox31 ‎[127 bytes]
  18. (hist) ‎FCA ‎[148 bytes]
  19. (hist) ‎Sandbox22 ‎[152 bytes]
  20. (hist) ‎Commodity Futures Modernization Act of 2000 ‎[183 bytes]
  21. (hist) ‎FSA ‎[190 bytes]
  22. (hist) ‎Timeline-Capital, Margin and Segregation for Security-Based Swap Dealers and Major Swap Participants, SEC ‎[632 bytes]
  23. (hist) ‎Swaps Definitions Regulation - White Papers ‎[675 bytes]
  24. (hist) ‎Swaps Definitions Regulation - Hearings & Testimony ‎[677 bytes]
  25. (hist) ‎Asian Swaps Regulation - Hearings & Testimony ‎[800 bytes]
  26. (hist) ‎Sponsors ‎[848 bytes]
  27. (hist) ‎Commodity Pool Operator Regulation - Harmonization of Compliance Obligations - Schiff Hardin Comment letter ‎[894 bytes]
  28. (hist) ‎Position Limits Regulation - Futures Industry Association (FIA) - October 1, 2010 ‎[920 bytes]
  29. (hist) ‎Orderly Liquidation Authority Regulation - Hearings & Testimony ‎[1,038 bytes]
  30. (hist) ‎Swaps Regulation - White Paper - KPMG: Regulation of the Over-the-Counter Derivatives Market: An Overview of the Key Provisions ‎[1,049 bytes]
  31. (hist) ‎UK FSA Guidance Consultation - Transaction reporting of Chi-X centrally cleared CFDs ‎[1,176 bytes]
  32. (hist) ‎Commodity Exchange Act ‎[1,199 bytes]
  33. (hist) ‎Featured Commentary - LSOC - Joanne Morrison, October 2012 ‎[1,213 bytes]
  34. (hist) ‎Swaps Regulation - White Paper - Department of the Treasury: Financial Regulatory Reform ‎[1,335 bytes]
  35. (hist) ‎Agricultural Swaps Regulation - White Paper - CFTC Agricultural Advisory Committee: Agriculture and the Dodd-Frank Bill ‎[1,380 bytes]
  36. (hist) ‎UK FSA Guidance Consultation - The FSA’s BIPRU 12 liquidity regime and non-ILAS BIPRU firms ‎[1,389 bytes]
  37. (hist) ‎Swap Execution Facilities Regulation - Hearings & Testimony ‎[1,389 bytes]
  38. (hist) ‎Sandbox3a ‎[1,404 bytes]
  39. (hist) ‎European Swaps Regulation - White Paper - International Centre for Financial Regulation: The Future of International OTC Derivatives Regulation ‎[1,407 bytes]
  40. (hist) ‎Swaps Regulation - White Paper - Grant Thornton: Financial Reform: How the Dodd-Frank Act Affects the Energy Industry ‎[1,413 bytes]
  41. (hist) ‎European Securities Regulation - UCITS - July 9, 2009 ‎[1,429 bytes]
  42. (hist) ‎Position Limits Regulation - Comment Letter - NextEra Energy Power Marketing - October 21, 2010 ‎[1,439 bytes]
  43. (hist) ‎International Organization of Securities Commissions ‎[1,439 bytes]
  44. (hist) ‎UK FSA Guidance Consultation - Enhancing frameworks in the standardized approach (TSA) to operational risk ‎[1,459 bytes]
  45. (hist) ‎Agricultural Swaps Regulation - Comment Letter - International Swaps & Derivatives Association - October 27, 2010 ‎[1,470 bytes]
  46. (hist) ‎Position Limits Regulation - White Paper - EDHEC-Risk Institute: Has There Been Excessive Speculation in the US Oil Futures Markets? ‎[1,475 bytes]
  47. (hist) ‎Credit Ratings Regulation - Comment Letter - Financial Services Roundtable - August 8, 2011 ‎[1,475 bytes]
  48. (hist) ‎FX Swaps Regulation - Comment Letter - Investment Company Institute - November 29, 2010 ‎[1,478 bytes]
  49. (hist) ‎Crowdfunding Regulation - Comment Letters ‎[1,480 bytes]
  50. (hist) ‎ESMA Comment Letter - SEC Rulemakings on Registration of non-resident Swap Data Repositories ‎[1,494 bytes]

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