List of redirects

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Showing below up to 50 results in range #1 to #50.

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  1. 1.25 →‎ CFTC Final Rule: Investment of Customer Funds by Futures Commission Merchants and Derivatives Clearing Organizations
  2. ABS →‎ Asset-Backed Securities Regulation
  3. AIFMD →‎ ESMA Regulation - Alternative Investment Fund Managers Directive
  4. AML →‎ Know Your Customer and Anti-Money Laundering Regulation
  5. AMLD IV →‎ ESMA Regulation - Anti-Money Laundering Directive IV
  6. AT 9000 →‎ High Frequency Trading Regulation - White Paper - The Rationale for AT 9000, August 2012
  7. A Layman's Guide to Regulation 1.25 →‎ Featured Commentary - Regulation 1.25 - Douglas Ashburn, December 2011
  8. Accredited Investor Definition Regulation - Comment Letters →‎ Net Worth Standard for Accredited Investors - Comment Letters
  9. Ag swaps →‎ Agricultural Swaps Regulation
  10. Agricultural Swaps Regulation - Agricultural Commodities Definition Regulation →‎ Agricultural Commodities Definition Regulation
  11. Agricultural Swaps Regulation - Comment Letter - National Council of Farm Cooperatives - April 4, 2011 →‎ Agricultural Swaps Regulation - Comment Letter - National Council of Farmer Cooperatives - April 4, 2011
  12. Alternative Investment Fund Managers Directive →‎ ESMA Regulation - Alternative Investment Fund Managers Directive
  13. Anti-Money Laundering Directive IV →‎ ESMA Regulation - Anti-Money Laundering Directive IV
  14. Anti-Money Laundering Regulation →‎ Know Your Customer and Anti-Money Laundering Regulation
  15. BIS →‎ Bank for International Settlements
  16. BaFin →‎ Bundesanstalt für Finanzdienstleistungsaufsicht
  17. Basel 3 →‎ Basel Committee on Banking Supervision
  18. Basil III →‎ Basel III
  19. BitLicense →‎ NYDFS Regulation - Proposed Rule - BitLicense
  20. Block Trade →‎ CFTC Final Rule: Procedures to Establish Appropriate Minimum Block Sizes for Large Notional Off-Facility Swaps and Block Trades; Further Measures to Protect the Identities of Parties to Swap Transactions
  21. Board of Governors of the Federal Reserve →‎ U.S. Federal Reserve System
  22. Board of Governors of the Federal Reserve System →‎ U.S. Federal Reserve System
  23. Broker-Dealer Regulation →‎ Broker Dealer Regulation
  24. Broker-Dealer Regulation - Reporting Requirements →‎ SEC Final Rule: Broker-Dealer Reports
  25. Broker-Dealer Reports →‎ Broker Dealer Regulation - Reporting Requirements
  26. Broker-dealer →‎ Broker Dealer Regulation
  27. Broker Dealer Regulation - Comment Letters, Reporting →‎ Broker Dealer Regulation - Reporting Requirements - Comment Letters
  28. Broker Dealer Regulation - Financial Responsibilities →‎ SEC Final Rule: Financial Responsibilities for Broker-Dealers
  29. Broker Dealer Regulation - Reporting Requirements →‎ SEC Final Rule: Broker-Dealer Reports
  30. Business conduct standards →‎ Business Conduct Standards
  31. CEA →‎ Commodity Exchange Act
  32. CESR →‎ Committee of European Securities Regulators
  33. CFPB →‎ U.S. Consumer Financial Protection Bureau
  34. CFTC →‎ U.S. Commodity Futures Trading Commission
  35. CFTC Block Trade Proposal →‎ CFTC Final Rule: Real-Time Public Reporting of Swap Transaction Data
  36. CFTC Guidebook for Part 20 Reports (Large Trader Reporting), December 7, 2011 →‎ CFTC Guidebook for Part 20 Reports (Large Trader Reporting)
  37. CFTC Proposed Order: Effective Date for Swap Regulation →‎ CFTC Open Meeting, June 14, 2011
  38. CFTC Proposed Rule: Aggregation for Position Limits for Futures and Swaps →‎ CFTC Proposed Rule: Aggregation of Positions
  39. CFTC Proposed Rule: Residual Interest Deadline for Futures Commission Merchants →‎ CFTC Final Rule: Residual Interest Deadline for Futures Commission Merchants
  40. CPO →‎ Commodity Pool Operator Regulation
  41. CPO Regulation →‎ Commodity Pool Operator Regulation
  42. CRD-4 →‎ ESMA Regulation - Capital Requirements Directive IV/ Capital Requirements Regulation
  43. CRD-IV →‎ ESMA Regulation - Capital Requirements Directive IV/ Capital Requirements Regulation
  44. CTA →‎ Commodity Trading Advisor Regulation
  45. CTA Regulation →‎ Commodity Trading Advisor Regulation
  46. Capital Requirements Directive IV/ Capital Requirements Regulation →‎ ESMA - Capital Requirements Directive IV/ Capital Requirements Regulation
  47. Commodity Futures Trading Commission →‎ U.S. Commodity Futures Trading Commission
  48. Commodity Pool Operator Regulation - Hearings & Testimony →‎ Commodity Trading Advisor Regulation - Hearings & Testimony
  49. Commodity Trading Adviser Regulation →‎ Commodity Trading Advisor Regulation
  50. Commodity pool →‎ Commodity Pool Operator Regulation

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