Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues Meeting, June 22, 2010

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Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues
Founded May 11, 2010
Headquarters Washington, D.C.
Products Regulation
Web site

The Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues held its second meeting on June 22, 2010, to review to the extraordinary market events of May 6, 2010 (the so-called "flash crash") with exchange representatives and market participants. The meeting consisted of two panels:

  • Panel One - Exchange Observations
    • Craig S. Donohue, Chief Executive Officer, the Chicago Mercantile Exchange
    • Edward J. Joyce, President & Chief Operating Officer, Chicago Board Options Exchange, Inc.
    • Joseph Mecane, Executive Vice President & Co-Head of U.S. Listing and Cash Execution, NYSE Euronext
    • Eric Noll, Executive Vice President-Transaction Services, NASDAQ OMX Group
    • William O’Brien, Chief Executive Officer, Direct Edge
    • Joseph Ratterman, President & Chief Executive Officer, BATS Exchange, Inc.
    • Chuck Vice, President & Chief Operating Officer, the Intercontinental Exchange, Inc.
  • Panel Two - Perspectives on Liquidity
    • Leonard Amoruso, Senior Managing Director & General Counsel, Knight Capital Group
    • David Cummings, Owner & Chairman of the Board, Tradebot Systems
    • Jeff Engelberg, Principal & Senior Trader, Southeastern Asset Management, Inc.
    • Thomas Peterffy, Chairman & CEO, Interactive Brokers LLC
    • Anoop Prasad, Managing Director, D.E. Shaw & Co.
    • Matt Schrecengost, Chief Operating Officer, Jump Trading LLC
    • David Weild IV, Capital Markets Advisor, Grant Thornton<ref>Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues Announces Agenda, List of Participants for June 22 Meeting. CFTC. Retrieved on April 1, 2011.</ref>

Link to Archived Webcast

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Related Documents:Panelists' Statements[edit]


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