Swap Entities Regulation - Comment Letter - Intercontinental Exchange - April 11, 2011

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Dodd-Frank Timeline, Requirements for Processing, Clearing, and Transfer of Customer Positions
Proposal Date Final Rule Issue Effective Date
December 13, 2010 October 18, 2011 January 9, 2012

Requirements for Processing, Clearing, and Transfer of Customer Positions
April 11, 2011

From the comment letter:

In adopting final rules, the Commission should:

  • Give DCOs the ability to assess risk before clearing an illiquid or off-market transaction; and
  • Mandate pre-trade risk checks for Swap Execution Facilities (“SEFs”)



References[edit]

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