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John Lothian News Features

Time to Close the Asset Class Ban Loophole

John Lothian » 5.26.17

Corzine and his ilk Should be Banned Across All Asset Classes Note: A correction to this story has been posted here. The NFA and FINRA to recognize the bans of other regulators. With the recent news that former MF Global CEO Jon Corzine is attempting to make a comeback at age 70 as a hedge fund manager, it became clear there is a hole in our regulatory system that needs to be fixed. Corzine is banned for life by the CFTC from trading futures, yet he can operate in the securities and FX worlds managing other people’s money. It is...Read more

How Do You Save the Capital Markets?

Jim Kharouf » 5.15.17

MarketsWiki Education 2017 World of Opportunity Series for Stockholm, Chicago and New York Announced

Jeff Bergstrom » 2.15.17

Jim Kharouf Named New CEO of John J. Lothian & Company, Inc.

John Lothian » 12.8.16

Next Man Up: Tom Sexton Takes The Reins At National Futures Association With An Eye On Technology and Swaps Regulation

Jim Kharouf » 11.28.16