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- Agricultural Commodities Definition Regulation
- CFTC Final Rule: Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants
- CFTC Proposed Rule: Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants, May 2011
- CFTC Proposed Rule - Whistleblower Awards Process, 2016
- Whistleblower Provisions Regulation - Comment Letter - Financial Services Institute - December 17, 2010
- Whistleblower Provisions Regulation - Comment Letter - Center for Capital Markets Competitiveness - February 15, 2011
- Whistleblower Provisions Regulation - Comment Letter - North American Securities Administrators Association - March 23, 2011
- Whistleblower Provisions Regulation - Comment Letter - CFA Institute - January 18, 2011
- Whistleblower Provisions Regulation - Comment Letter - National Whistleblowers Center - March 7, 2011
- Whistleblower Provisions Regulation - Comment Letter - Wells Fargo Advisors - December 17, 2010
Popular pages
- CFTC Proposed Rule - Whistleblower Awards Process, 2016
- CFTC Proposed Rule: Additional Interest Rate Swaps For Clearing Requirement
- Cross-Border Swaps Regulation - Final Rule - Cross-Border Margin
- CFTC Final Rule: Swap Data Recordkeeping and Reporting Requirements for Cleared Swaps
- SEC Final Rule: Disclosure of Payments by Resource Extraction Issuers (2016)
- SEC, Prudential Regulators Joint Proposed Rule: Incentive-Based Compensation Arrangements
- SEC Joint Industry Plan: Notice of Filing of the National Market System Plan Governing the Consolidated Audit Trail
- CFTC Final Rule: Amendments to the Definition of ‘‘Material Terms’’ for Purposes of Swap Portfolio Reconciliation
- SEC Final Rule: Business Conduct Standards for Security-Based Swap Dealers and Major Security-Based Swap Participants
- CFTC Comparability Determination for the European Union: Dually-Registered Derivatives Clearing Organizations and Central Counterparties, March 2016
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John Lothian News Features
The Spread: The Final Countdown
This week on The Spread - the VIX hits a 5-month high one week before the U.S. election, FIA Expo goes virtual, and more.Volatility Markets Flash Signs of Distress After Turbulent Week; Bitcoin Traders Can Now Bet on $40K Price With New Deribit Options
Volatility Markets Flash Signs of Distress After Turbulent Week; Bitcoin Traders Can Now Bet on $40K Price With New Deribit OptionsBinance
According to Forbes, in 2018 Binance, the world’s largest cryptocurrency trading platform, designed an elaborate program to divert U.S. regulatory scrutiny, including launching a Potemkin Village-like Binance.US.THE JOHN LOTHIAN NEWS DAILY UPDATE (WEEKLY ROUNDUP) – WEEK OF 10/26/2020
The John Lothian Daily Update is a podcast turning the daily JLN hits and takes comments, our original content and the stories and quips in the top box of First Read into a daily podcast.THE JOHN LOTHIAN NEWS DAILY UPDATE (WEEKLY ROUNDUP) – WEEK OF 10/26/2020
The John Lothian Daily Update is a podcast turning the daily JLN hits and takes comments, our original content and the stories and quips in the top box of First Read into a daily podcast.
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