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- CFTC Final Rule: Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants
- CFTC Proposed Rule: Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants, May 2011
- CFTC Proposed Rule - Whistleblower Awards Process, 2016
- Whistleblower Provisions Regulation - Comment Letter - Financial Services Institute - December 17, 2010
- Whistleblower Provisions Regulation - Comment Letter - Center for Capital Markets Competitiveness - February 15, 2011
- Whistleblower Provisions Regulation - Comment Letter - North American Securities Administrators Association - March 23, 2011
- Whistleblower Provisions Regulation - Comment Letter - CFA Institute - January 18, 2011
- Whistleblower Provisions Regulation - Comment Letter - National Whistleblowers Center - March 7, 2011
- Whistleblower Provisions Regulation - Comment Letter - Wells Fargo Advisors - December 17, 2010
- Whistleblower Provisions Regulation - Comment Letter - Working Group of Commercial Energy Firms - February 4, 2011
Popular pages
- CFTC Proposed Rule - Whistleblower Awards Process, 2016
- CFTC Proposed Rule: Additional Interest Rate Swaps For Clearing Requirement
- Cross-Border Swaps Regulation - Final Rule - Cross-Border Margin
- CFTC Final Rule: Swap Data Recordkeeping and Reporting Requirements for Cleared Swaps
- SEC Final Rule: Disclosure of Payments by Resource Extraction Issuers (2016)
- SEC, Prudential Regulators Joint Proposed Rule: Incentive-Based Compensation Arrangements
- SEC Joint Industry Plan: Notice of Filing of the National Market System Plan Governing the Consolidated Audit Trail
- CFTC Final Rule: Amendments to the Definition of ‘‘Material Terms’’ for Purposes of Swap Portfolio Reconciliation
- SEC Final Rule: Business Conduct Standards for Security-Based Swap Dealers and Major Security-Based Swap Participants
- CFTC Comparability Determination for the European Union: Dually-Registered Derivatives Clearing Organizations and Central Counterparties, March 2016
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John Lothian News Features
Bold Option Wagers Call for Half-Point Cut as the Fed’s Next Move; Theresa May Quits
A daily snapshot of options news regarding regulation, market participants, market structure, and trends in the industry.Adena Friedman
Nasdaq Inc. Chief Executive Adena Friedman testified in court Thursday in the company’s lawsuit against ETF Managers Group, a former business partner that Nasdaq alleges stole more than $1 billion in ETF management fees. ETFMG is countering that Nasdaq is trying to get out of contracts it took over in 2016 when it acquired the International […]Financial Services Agency of Japan
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A daily aggregation of financial news regarding regulation, market participants, market structure, and trends in the derivatives industry.
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