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- Agricultural Commodities Definition Regulation
- CFTC Final Rule: Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants
- CFTC Proposed Rule: Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants, May 2011
- CFTC Proposed Rule - Whistleblower Awards Process, 2016
- Whistleblower Provisions Regulation - Comment Letter - Financial Services Institute - December 17, 2010
- Whistleblower Provisions Regulation - Comment Letter - Center for Capital Markets Competitiveness - February 15, 2011
- Whistleblower Provisions Regulation - Comment Letter - North American Securities Administrators Association - March 23, 2011
- Whistleblower Provisions Regulation - Comment Letter - CFA Institute - January 18, 2011
- Whistleblower Provisions Regulation - Comment Letter - National Whistleblowers Center - March 7, 2011
- Whistleblower Provisions Regulation - Comment Letter - Wells Fargo Advisors - December 17, 2010
Popular pages
- CFTC Proposed Rule - Whistleblower Awards Process, 2016
- CFTC Proposed Rule: Additional Interest Rate Swaps For Clearing Requirement
- Cross-Border Swaps Regulation - Final Rule - Cross-Border Margin
- CFTC Final Rule: Swap Data Recordkeeping and Reporting Requirements for Cleared Swaps
- SEC Final Rule: Disclosure of Payments by Resource Extraction Issuers (2016)
- SEC, Prudential Regulators Joint Proposed Rule: Incentive-Based Compensation Arrangements
- SEC Joint Industry Plan: Notice of Filing of the National Market System Plan Governing the Consolidated Audit Trail
- CFTC Final Rule: Amendments to the Definition of ‘‘Material Terms’’ for Purposes of Swap Portfolio Reconciliation
- SEC Final Rule: Business Conduct Standards for Security-Based Swap Dealers and Major Security-Based Swap Participants
- CFTC Comparability Determination for the European Union: Dually-Registered Derivatives Clearing Organizations and Central Counterparties, March 2016
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John Lothian News Features
The Spread – Numbers on the Board
A snarky recap of the week's notable (and sometimes just random) options-related news, hosted by JLN Editor Spencer Doar.Law Firm Investigates Harvest’s CYES Options Trading Strategy; HFTers Back Exchanges Against SEC Rebate Plan
A daily snapshot of options news regarding regulation, market participants, market structure, and trends in the industry.Binance
Binance announced Friday that the Malta-based exchange is “unable to provide services to any U.S. person.” This came a day after the exchange had announced it was formally expanding to the U.S. via a new dedicated platform.London Metal Exchange
The London Metal Exchange has banned all staff who work on its trading floor from drinking alcohol during working hours. The ban affects about 120 personnel, from traders to clerks, of nine different firms.Hong Kong’s Global Financial Clout Clouded by Uncertainty; LME bans drinking during work hours
A daily aggregation of financial news regarding regulation, market participants, market structure, and trends in the derivatives industry.Helium
Helium, an IoT company founded in 2013 by Shawn Fanning, the creator of Napster, announced a $15 million Series C funding round led by Union Square Ventures and Multicoin Capital Wednesday. The company is seeking to build a decentralized wireless network that uses wireless hotspots, digital tokens, and public radio waves to create an IoT […]
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