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- Agricultural Commodities Definition Regulation
- CFTC Final Rule: Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants
- CFTC Proposed Rule: Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants, May 2011
- CFTC Proposed Rule - Whistleblower Awards Process, 2016
- Whistleblower Provisions Regulation - Comment Letter - Financial Services Institute - December 17, 2010
- Whistleblower Provisions Regulation - Comment Letter - Center for Capital Markets Competitiveness - February 15, 2011
- Whistleblower Provisions Regulation - Comment Letter - North American Securities Administrators Association - March 23, 2011
- Whistleblower Provisions Regulation - Comment Letter - CFA Institute - January 18, 2011
- Whistleblower Provisions Regulation - Comment Letter - National Whistleblowers Center - March 7, 2011
- Whistleblower Provisions Regulation - Comment Letter - Wells Fargo Advisors - December 17, 2010
Popular pages
- CFTC Proposed Rule - Whistleblower Awards Process, 2016
- CFTC Proposed Rule: Additional Interest Rate Swaps For Clearing Requirement
- Cross-Border Swaps Regulation - Final Rule - Cross-Border Margin
- CFTC Final Rule: Swap Data Recordkeeping and Reporting Requirements for Cleared Swaps
- SEC Final Rule: Disclosure of Payments by Resource Extraction Issuers (2016)
- SEC, Prudential Regulators Joint Proposed Rule: Incentive-Based Compensation Arrangements
- SEC Joint Industry Plan: Notice of Filing of the National Market System Plan Governing the Consolidated Audit Trail
- CFTC Final Rule: Amendments to the Definition of ‘‘Material Terms’’ for Purposes of Swap Portfolio Reconciliation
- SEC Final Rule: Business Conduct Standards for Security-Based Swap Dealers and Major Security-Based Swap Participants
- CFTC Comparability Determination for the European Union: Dually-Registered Derivatives Clearing Organizations and Central Counterparties, March 2016
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John Lothian News Features
The Spread: Moving Out, Moving Back In
This week on The Spread - the CME Group announces new options products, MSCI moves from Singapore to Hong Kong, and more.State Rep. Kelly Cassidy: Illinois legislators take notice of strong cannabis revenues
John Lothian News caught up with Illinois State Rep. Kelly Cassidy (D-Chicago) on Wednesday, May 27, just days after the finish of a special state legislative session. Amid talk of a budget deficit and pandemic-related business closures, the healthy revenue stream provided by the state’s adult-use cannabis sales through April stood out, she said.Members Exchange
Members Exchange (MEMX) confirmed it will launch in September, after an initial delay due to disruptions caused by the coronavirus pandemic. MEMX was supposed to launch on July 24.Kingdom Trust
Mainstream investment custodian Kingdom Trust, with $13 billion in custody, now offers clients the ability to hold bitcoin in their retirement accounts. The custodian offers a bitcoin bonus to the first 1,000 users of its multi-asset Choice platform.
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