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- Agricultural Commodities Definition Regulation
- CFTC Final Rule: Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants
- CFTC Proposed Rule: Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants, May 2011
- CFTC Proposed Rule - Whistleblower Awards Process, 2016
- Whistleblower Provisions Regulation - Comment Letter - Financial Services Institute - December 17, 2010
- Whistleblower Provisions Regulation - Comment Letter - Center for Capital Markets Competitiveness - February 15, 2011
- Whistleblower Provisions Regulation - Comment Letter - North American Securities Administrators Association - March 23, 2011
- Whistleblower Provisions Regulation - Comment Letter - CFA Institute - January 18, 2011
- Whistleblower Provisions Regulation - Comment Letter - National Whistleblowers Center - March 7, 2011
- Whistleblower Provisions Regulation - Comment Letter - Wells Fargo Advisors - December 17, 2010
Popular pages
- CFTC Proposed Rule - Whistleblower Awards Process, 2016
- CFTC Proposed Rule: Additional Interest Rate Swaps For Clearing Requirement
- Cross-Border Swaps Regulation - Final Rule - Cross-Border Margin
- CFTC Final Rule: Swap Data Recordkeeping and Reporting Requirements for Cleared Swaps
- SEC Final Rule: Disclosure of Payments by Resource Extraction Issuers (2016)
- SEC, Prudential Regulators Joint Proposed Rule: Incentive-Based Compensation Arrangements
- SEC Joint Industry Plan: Notice of Filing of the National Market System Plan Governing the Consolidated Audit Trail
- CFTC Final Rule: Amendments to the Definition of ‘‘Material Terms’’ for Purposes of Swap Portfolio Reconciliation
- SEC Final Rule: Business Conduct Standards for Security-Based Swap Dealers and Major Security-Based Swap Participants
- CFTC Comparability Determination for the European Union: Dually-Registered Derivatives Clearing Organizations and Central Counterparties, March 2016
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John Lothian News Features
The Spread: It Takes Two to Contango
This week on The Spread - low natural gas prices lead to an increase in swaptions trading, the CME has another successful launch, and a Binance-backed exchange boasts a ton of trading volume.Libra
Libra, the Facebook-sponsored virtual currency project, named a five-member technical steering committee to guide development of the currency. Among committee members are representatives from the blockchain infrastructure and cryptocurrency custody businesses.National Stock Exchange of India
According to statistics from the Futures Industry Association, the National Stock Exchange of India (NSE) has overtaken the CME Group to become the largest derivatives exchange globally by trading volume. The NSE traded 6 billion contracts in 2019, up 58% from the previous year.Robert Grillo
Robert Grillo has joined CurveGlobal as head of business development, the Americas. He will be based in the US and lead CurveGlobal’s efforts to expand its Americas customer base.
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