Derivatives Clearing Organizations Regulation - Comment Letter - CBOE Futures Exchange - March 7, 2011
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|Proposal Date||Comment Deadline||Final Rule Proposal|
|October 18, 2010||June 3, 2011||First Qtr. 2012|
|Proposal Date||Comment Deadline||Final Rule Issue|
|January 6, 2011||June 3, 2011||TBA|
DCO, DCM, SEF Governance Standards
March 7, 2011
From the comment letter:
CFE proposes that the CFTC should:
- "clarify that the only non-member market participants that must agree to become subject to the jurisdiction of a DCM are those non-members of a DCM that have the ability to enter orders directly into a DCM's trade matching system for execution"
- "clarify the types of significant decisions that a DCM must make public and readily accessible"
- "apply all of the same governance and transparency requirements to SEFs as are to be applied to DCMs"