Customer Protection Regulation - Comment Letter - Commercial Energy Working Group - February 13, 2013

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Timeline, Enhanced Customer Protections, CFTC
Proposal Date Comment Deadline Final Rule Approved Effective Date
November 14, 2012 February 15, 2012 October 30, 2013 January 13, 2014

Enhancing Protections Afforded Customers and Customer Funds Held by FCMs and DCOs
February 13, 2013

The working group supports the proposed disclosure requirements of FCMs and would add further measures including:

  • require FCMs to each month post on their Web site, as part of their Disclosure Documents, the Segregation Schedule, the Secured Account Schedule and the Cleared Swaps Segregation Schedule. The Web site should include the schedules for the most recent twelve months; and
  • require FCMs to each month post on their Web site, as part of their Disclosure Documents, summary balance sheet and income statement information. The Web site should include such information for the most recent twelve months.

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