Category:Registration Requirements
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Comment letters, rulemakings, and other pages related to registration requirements.
Pages in category "Registration Requirements"
The following 42 pages are in this category, out of 42 total.
C
- CFTC Final Rule: Duties for Swap Dealers and Major Swap Participants
- CFTC Final Rule: Registration of Foreign Boards of Trade
- CFTC Final Rule: Registration of Intermediaries
- CFTC Final Rule: Registration of Swap Dealers and Major Swap Participants
- CFTC Final Rule: Reporting, Recordkeeping, and Daily Trading Records Requirements for Swap Dealers and Major Swap Participants
- CFTC Interim Final Rule: Business Conduct and Documentation Requirements for Swap Dealers and Major Swap Participants
- CFTC Open Meeting, February 24, 2011
- CFTC Open Meeting, January 11, 2012
- CFTC Open Meeting, January 26, 2011
- CFTC Open Meeting, November 10, 2010
- CFTC Open Meeting, November 19, 2010
F
- Fact Sheet: Proposed Rule on Registration and Regulation of Swap Data Repositories
- Federal Register: Registration of Foreign Boards of Trade
- Federal Register: Registration of Intermediaries
- Federal Register: Registration of Swap Dealers and Major Swap Participants
- Federal Register: Regulations Establishing and Governing the Duties of Swap Dealers and Major Swap Participants
- Federal Register: Removing Any Reference to or Reliance on Credit Ratings in Commission Regulations; Proposing Alternatives to the Use of Credit Ratings
- Federal Register: Swap Data Repositories
- Foreign Boards of Trade Regulation
- Foreign Boards of Trade Regulation - Comment Letter - CME Group - January 18, 2011
- Foreign Boards of Trade Regulation - Comment Letter - Eurex - January 18, 2011
- Foreign Boards of Trade Regulation - Comment Letter - European Securities and Markets Authority (ESMA) - January 17, 2011
- Foreign Boards of Trade Regulation - Comment Letter - Futures and Options Association - January 18, 2011
- Foreign Boards of Trade Regulation - Comment Letter - Hong Kong Futures Exchange - January 18, 2011
- Foreign Boards of Trade Regulation - Comment Letter - Intercontinental Exchange - January 18, 2011
- Foreign Boards of Trade Regulation - Comment Letter - London Metal Exchange - January 14, 2011
- Foreign Boards of Trade Regulation - Comment Letter - NASDAQ OMX - January 18, 2011
- Foreign Boards of Trade Regulation - Comment Letter - Natural Gas Exchange - January 18, 2011
- Foreign Boards of Trade Regulation - Comment Letter - NYSE Euronext - January 18, 2011
- Foreign Boards of Trade Regulation - Comment Letter - U.S. Senate Committee on Homeland Security and Governmental Affairs - January 18, 2011
- Foreign Boards of Trade Regulation - Comment Letters
S
- SEC Final Rule: Registration of Security-Based Swap Dealers and Major Security-Based Swap Participants
- SEC Proposed Rule: Registration of Security-Based Swap Dealers and Major Security-Based Swap Participants
- Swap Dealers and Major Swap Participants Regulation - Comment Letter - Federal Home Loan Banks - January 24, 2011
- Swap Dealers and Major Swap Participants Regulation - Comment Letter - Hess Corporation - January 24, 2011
- Swap Dealers and Major Swap Participants Regulation - Comment Letter - International Swaps and Derivatives Association - January 24, 2011
- Swap Dealers and Major Swap Participants Regulation - Comment Letter - National Futures Association - January 24, 2011
- Swap Dealers and Major Swap Participants Regulation - Comment Letter - Shell Energy - January 24, 2011
- Swap Dealers and Major Swap Participants Regulation - Registration - Comment Letters
- Swap Entities Regulation - Comment Letter - Futures Industry Association - May 10, 2011
- Swap Entities Regulation - Registration of Intermediaries - Comment Letters
