Category:Registration Requirements
Jump to navigation
Jump to search
Comment letters, rulemakings, and other pages related to registration requirements.
Pages in category "Registration Requirements"
The following 42 pages are in this category, out of 42 total.
C
- CFTC Final Rule: Duties for Swap Dealers and Major Swap Participants
- CFTC Final Rule: Registration of Foreign Boards of Trade
- CFTC Final Rule: Registration of Intermediaries
- CFTC Final Rule: Registration of Swap Dealers and Major Swap Participants
- CFTC Final Rule: Reporting, Recordkeeping, and Daily Trading Records Requirements for Swap Dealers and Major Swap Participants
- CFTC Interim Final Rule: Business Conduct and Documentation Requirements for Swap Dealers and Major Swap Participants
- CFTC Open Meeting, February 24, 2011
- CFTC Open Meeting, January 11, 2012
- CFTC Open Meeting, January 26, 2011
- CFTC Open Meeting, November 10, 2010
- CFTC Open Meeting, November 19, 2010
F
- Fact Sheet: Proposed Rule on Registration and Regulation of Swap Data Repositories
- Federal Register: Registration of Foreign Boards of Trade
- Federal Register: Registration of Intermediaries
- Federal Register: Registration of Swap Dealers and Major Swap Participants
- Federal Register: Regulations Establishing and Governing the Duties of Swap Dealers and Major Swap Participants
- Federal Register: Removing Any Reference to or Reliance on Credit Ratings in Commission Regulations; Proposing Alternatives to the Use of Credit Ratings
- Federal Register: Swap Data Repositories
- Foreign Boards of Trade Regulation
- Foreign Boards of Trade Regulation - Comment Letter - CME Group - January 18, 2011
- Foreign Boards of Trade Regulation - Comment Letter - Eurex - January 18, 2011
- Foreign Boards of Trade Regulation - Comment Letter - European Securities and Markets Authority (ESMA) - January 17, 2011
- Foreign Boards of Trade Regulation - Comment Letter - Futures and Options Association - January 18, 2011
- Foreign Boards of Trade Regulation - Comment Letter - Hong Kong Futures Exchange - January 18, 2011
- Foreign Boards of Trade Regulation - Comment Letter - Intercontinental Exchange - January 18, 2011
- Foreign Boards of Trade Regulation - Comment Letter - London Metal Exchange - January 14, 2011
- Foreign Boards of Trade Regulation - Comment Letter - NASDAQ OMX - January 18, 2011
- Foreign Boards of Trade Regulation - Comment Letter - Natural Gas Exchange - January 18, 2011
- Foreign Boards of Trade Regulation - Comment Letter - NYSE Euronext - January 18, 2011
- Foreign Boards of Trade Regulation - Comment Letter - U.S. Senate Committee on Homeland Security and Governmental Affairs - January 18, 2011
- Foreign Boards of Trade Regulation - Comment Letters
S
- SEC Final Rule: Registration of Security-Based Swap Dealers and Major Security-Based Swap Participants
- SEC Proposed Rule: Registration of Security-Based Swap Dealers and Major Security-Based Swap Participants
- Swap Dealers and Major Swap Participants Regulation - Comment Letter - Federal Home Loan Banks - January 24, 2011
- Swap Dealers and Major Swap Participants Regulation - Comment Letter - Hess Corporation - January 24, 2011
- Swap Dealers and Major Swap Participants Regulation - Comment Letter - International Swaps and Derivatives Association - January 24, 2011
- Swap Dealers and Major Swap Participants Regulation - Comment Letter - National Futures Association - January 24, 2011
- Swap Dealers and Major Swap Participants Regulation - Comment Letter - Shell Energy - January 24, 2011
- Swap Dealers and Major Swap Participants Regulation - Registration - Comment Letters
- Swap Entities Regulation - Comment Letter - Futures Industry Association - May 10, 2011
- Swap Entities Regulation - Registration of Intermediaries - Comment Letters