Category:Registered Swap Entities
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Pages related to Registered Swap Entities.
Pages in category "Registered Swap Entities"
The following 158 pages are in this category, out of 158 total.
C
- CFTC Final Rule: Customer Clearing Documentation, Timing of Acceptance for Clearing, and Clearing Member Risk Management
- CFTC Final Rule: Provisions Common to Registered Entities
- CFTC Open Meeting, April 18, 2012
- CFTC Open Meeting, December 1, 2010
- CFTC Open Meeting, July 10, 2012
- CFTC Open Meeting, June 21, 2012
- CFTC Open Meeting, March 20, 2012
- CFTC Open Meeting, May 16, 2013
- CFTC Open Meeting, October 26, 2010
- CFTC Open Meeting, September 12, 2012
- CFTC Proposed Rule: Governance Requirements for Derivatives Clearing Organizations, Designated Contract Markets, and Swap Execution Facilities; Additional Requirements Regarding the Mitigation of Conflicts of Interest
- CFTC Rule Proposal: Clearing Member Risk Management
D
- Derivatives Clearing Organizations Regulation
- Derivatives Clearing Organizations Regulation - Comment Letter - BlackRock - November 15, 2010
- Derivatives Clearing Organizations Regulation - Comment Letter - Bloomberg - November 17, 2010
- Derivatives Clearing Organizations Regulation - Comment Letter - CBOE Futures Exchange - March 7, 2011
- Derivatives Clearing Organizations Regulation - Comment Letter - Consortium of Major Financial Institutions - December 3, 2010
- Derivatives Clearing Organizations Regulation - Comment Letter - Deutsche Bank - November 8, 2010
- Derivatives Clearing Organizations Regulation - Comment Letter - Eurex Clearing - November 11, 2010
- Derivatives Clearing Organizations Regulation - Comment Letter - Futures Industry Association - November 17, 2010
- Derivatives Clearing Organizations Regulation - Comment Letter - GFI Securities - November 17, 2010
- Derivatives Clearing Organizations Regulation - Comment Letter - Goldman Sachs - November 18, 2010
- Derivatives Clearing Organizations Regulation - Comment Letter - IntercontinentalExchange - March 7, 2011
- Derivatives Clearing Organizations Regulation - Comment Letter - International Swaps and Derivatives Association, Inc. - November 16, 2010
- Derivatives Clearing Organizations Regulation - Comment Letter - JP Morgan Chase - November 17, 2010
- Derivatives Clearing Organizations Regulation - Comment Letter - Kansas City Board of Trade - March 7, 2011
- Derivatives Clearing Organizations Regulation - Comment Letter - Minneapolis Grain Exchange - March 7, 2011
- Derivatives Clearing Organizations Regulation - Comment Letter - Morgan Stanley - November 17, 2010
- Derivatives Clearing Organizations Regulation - Comment Letter - Newedge USA - November 17, 2010
- Derivatives Clearing Organizations Regulation - Comment Letter - North American Derivatives Exchange, Inc. - November 16, 2010
- Derivatives Clearing Organizations Regulation - Comment Letter - NYSE Liffe US - November 16, 2010
- Derivatives Clearing Organizations Regulation - Comment Letter - Securities Industry and Financial Markets Association - November 12, 2010
- Derivatives Clearing Organizations Regulation - Comment Letter - The Options Clearing Corporation - March 7, 2011
- Derivatives Clearing Organizations Regulation - Comment Letter - Tradeweb Markets - November 17, 2010
- Derivatives Clearing Organizations Regulation - Comment Letters
- Designated Contract Market Regulation - Comment Letter - Black Rock - February 22, 2011
- Designated Contract Market Regulation - Comment Letters
F
- Federal Register: Clearing Agency Standards for Operation and Governance
- Federal Register: Core Principles and Other Requirements for Designated Contracts Markets
- Federal Register: Ownership Limitations and Governance Requirements for Security-Based Swap Clearing Agencies, Security-Based Swap Execution Facilities, and National Securities Exchanges With Respect to Security-Based Swaps Under Regulation MC
- Federal Register: Process for Review of Swaps for Mandatory Clearing
- Federal Register: Provisions Common to Registered Entities
- Federal Register: Registration and Regulation of Security-Based Swap Execution Facilities
S
- SEC Final Rule: Clearing Agency Standards
- SEC Open Meeting, February 2, 2011
- SEC Open Meeting, March 2, 2011
- SEC Open Meeting, October 13, 2010
- Swap Entities Regulation - Clearing Agency Standards for Operation and Governance, SEC - Comment Letters
- Swap Entities Regulation - Clearing Member Risk Management - Comment Letters
- Swap Entities Regulation - Comment Letter - ABA Securities Association, et al. - September 8, 2011
- Swap Entities Regulation - Comment Letter - Barclays - February 3, 2011
- Swap Entities Regulation - Comment Letter - BlackRock - April 11, 2011
- Swap Entities Regulation - Comment Letter - BlackRock - April 29, 2011
- Swap Entities Regulation - Comment Letter - Bloomberg - November 24, 2010
- Swap Entities Regulation - Comment Letter - CBOE - November 26, 2010
- Swap Entities Regulation - Comment Letter - Citadel - September 29, 2011
- Swap Entities Regulation - Comment Letter - CME Group - April 29, 2011
- Swap Entities Regulation - Comment Letter - CME Group - January 3, 2011
- Swap Entities Regulation - Comment Letter - CME Group - November 24, 2010
- Swap Entities Regulation - Comment Letter - CME Group - September 29, 2011
- Swap Entities Regulation - Comment Letter - Depository Trust & Clearing Corp. - April 29, 2011
- Swap Entities Regulation - Comment Letter - Depository Trust & Clearing Corp. - June 3, 2011
- Swap Entities Regulation - Comment Letter - Depository Trust and Clearing Corporation - November 26, 2010
- Swap Entities Regulation - Comment Letter - Deutsche Bank - October 6, 2010
- Swap Entities Regulation - Comment Letter - Eris Exchange - September 29, 2010
- Swap Entities Regulation - Comment Letter - Eurex Clearing - November 29, 2010
- Swap Entities Regulation - Comment Letter - FHLBanks - September 29, 2011
- Swap Entities Regulation - Comment Letter - Freddie Mac - September 29, 2011
- Swap Entities Regulation - Comment Letter - Futures Industry Association - December 23, 2010
- Swap Entities Regulation - Comment Letter - Futures Industry Association - September 29, 2011
- Swap Entities Regulation - Comment Letter - Intercontinental Exchange - December 31, 2010
- Swap Entities Regulation - Comment Letter - Intercontinental Exchange - September 29, 2011
- Swap Entities Regulation - Comment Letter - IntercontinentalExchange - April 29, 2011
- Swap Entities Regulation - Comment Letter - ISDA - April 29, 2011
- Swap Entities Regulation - Comment Letter - ISDA - September 29, 2011
- Swap Entities Regulation - Comment Letter - LCH.Clearnet - April 28, 2011
- Swap Entities Regulation - Comment Letter - LCH.Clearnet - December 31, 2010
- Swap Entities Regulation - Comment Letter - LCH.Clearnet - September 24, 2010
- Swap Entities Regulation - Comment Letter - Managed Funds Association - April 29, 2011
- Swap Entities Regulation - Comment Letter - Managed Funds Association - March 24, 2011
- Swap Entities Regulation - Comment Letter - Managed Funds Association - September 29, 2011
- Swap Entities Regulation - Comment Letter - MarkitSERV - April 29, 2011
- Swap Entities Regulation - Comment Letter - Minneapolis Grain Exchange - September 29, 2011
- Swap Entities Regulation - Comment Letter - Morgan Stanley - November 1, 2010
- Swap Entities Regulation - Comment Letter - Options Clearing Corp. - April 29, 2011
- Swap Entities Regulation - Comment Letter - Options Clearing Corporation - April 26, 2011
- Swap Entities Regulation - Comment Letter - Options Clearing Corporation - January 3, 2011
- Swap Entities Regulation - Comment Letter - SIFMA - October 27, 2010
- Swap Entities Regulation - Comment Letter - SIFMA, ISDA, et al. - April 29, 2011
- Swap Entities Regulation - Comment Letter - Swaps & Derivatives Market Association - June 3, 2011
- Swap Entities Regulation - Comment Letter - Swaps & Derivatives Market Association - March 15, 2011
- Swap Entities Regulation - Comment Letter - Thomson Reuters - November 24, 2010
- Swap Entities Regulation - Comment Letter - Tradeweb - November 23, 2010
- Swap Entities Regulation - Comment Letter - UBS - November 17, 2010
- Swap Entities Regulation - Comment Letters
- Swap Entities Regulation - Ownership Limitations and Governance Requirements, SEC - Comment Letters
- Swap Entities Regulation - Provisions Common to Registered Entities - Comment Letters
- Swap Execution Facilities Regulation
- Swap Execution Facilities Regulation - Available to Trade Provision - Comment Letters
- Swap Execution Facilities Regulation - Comment Letter - Alternative Investment Management Association - February 13, 2012
- Swap Execution Facilities Regulation - Comment Letter - Asset Management Group of SIFMA - February 13, 2012
- Swap Execution Facilities Regulation - Comment Letter - Barclays Capital - February 11, 2011
- Swap Execution Facilities Regulation - Comment Letter - Better Markets - March 8, 2011
- Swap Execution Facilities Regulation - Comment Letter - BlackRock - March 8, 2011
- Swap Execution Facilities Regulation - Comment Letter - Bloomberg - February 13, 2012
- Swap Execution Facilities Regulation - Comment Letter - Bloomberg - March 8, 2011
- Swap Execution Facilities Regulation - Comment Letter - CalPERS - April 4, 2011
- Swap Execution Facilities Regulation - Comment Letter - CBOE - February 13, 2012
- Swap Execution Facilities Regulation - Comment Letter - CBOE Futures Exchange - March 8, 2011
- Swap Execution Facilities Regulation - Comment Letter - Chatham Financial - February 13, 2012
- Swap Execution Facilities Regulation - Comment Letter - Chicago Board Options Exchange (CBOE) - April 4, 2011
- Swap Execution Facilities Regulation - Comment Letter - CME Group - February 13, 2012
- Swap Execution Facilities Regulation - Comment Letter - Commercial Energy Working Group - February 13, 2012
- Swap Execution Facilities Regulation - Comment Letter - Deutsche Bank AG - March 8, 2011
- Swap Execution Facilities Regulation - Comment Letter - Federal Home Loan Banks - February 13, 2012
- Swap Execution Facilities Regulation - Comment Letter - Freddie Mac - March 8, 2011
- Swap Execution Facilities Regulation - Comment Letter - FX Alliance Inc - February 13, 2012
- Swap Execution Facilities Regulation - Comment Letter - Geneva Energy Markets - February 13, 2012
- Swap Execution Facilities Regulation - Comment Letter - GFI Group - March 8, 2011
- Swap Execution Facilities Regulation - Comment Letter - Global Foreign Exchange Division (SIFMA, AFME, and ASIFMA) - March 8, 2011
- Swap Execution Facilities Regulation - Comment Letter - Goldman Sachs - March 8, 2011
- Swap Execution Facilities Regulation - Comment Letter - ICAP North America - March 8, 2011
- Swap Execution Facilities Regulation - Comment Letter - IntercontinentalExchange - March 8, 2011
- Swap Execution Facilities Regulation - Comment Letter - International Swaps and Derivatives Association & Securities Industry and Financial Markets Association - March 8, 2011
- Swap Execution Facilities Regulation - Comment Letter - Investment Company Institute - February 13, 2012
- Swap Execution Facilities Regulation - Comment Letter - ISDA/FIA/SIFMA - February 13, 2012
- Swap Execution Facilities Regulation - Comment Letter - ISDA/SIFMA - April 4, 2011
- Swap Execution Facilities Regulation - Comment Letter - JP Morgan - February 13, 2012
- Swap Execution Facilities Regulation - Comment Letter - Managed Funds Association - February 13, 2012
- Swap Execution Facilities Regulation - Comment Letter - Managed Funds Association - March 24, 2011
- Swap Execution Facilities Regulation - Comment Letter - Managed Funds Association - March 8, 2011
- Swap Execution Facilities Regulation - Comment Letter - MarketAxess - April 4, 2011
- Swap Execution Facilities Regulation - Comment Letter - MarketAxess - February 13, 2012
- Swap Execution Facilities Regulation - Comment Letter - MarketAxess - June 3, 2011
- Swap Execution Facilities Regulation - Comment Letter - MarketAxess - March 8, 2011
- Swap Execution Facilities Regulation - Comment Letter - Markit - April 4, 2011
- Swap Execution Facilities Regulation - Comment Letter - Markit - February 13, 2012
- Swap Execution Facilities Regulation - Comment Letter - MetLife - March 8, 2011
- Swap Execution Facilities Regulation - Comment Letter - Morgan Stanley - February 7, 2012
- Swap Execution Facilities Regulation - Comment Letter - Morgan Stanley - March 2, 2011
- Swap Execution Facilities Regulation - Comment Letter - Principal Traders Group - February 28, 2013
- Swap Execution Facilities Regulation - Comment Letter - Securities Industry and Financial Markets Association (SIFMA) - April 4, 2011
- Swap Execution Facilities Regulation - Comment Letter - SunGard Kiodex, LLC - February 13, 2012
- Swap Execution Facilities Regulation - Comment Letter - Swaps & Derivatives Market Association - February 13, 2012
- Swap Execution Facilities Regulation - Comment Letter - Swaps and Derivatives Market Association - March 8, 2011
- Swap Execution Facilities Regulation - Comment Letter - TeraExchange - February 13, 2012
- Swap Execution Facilities Regulation - Comment Letter - Thomson Reuters - March 8, 2011
- Swap Execution Facilities Regulation - Comment Letter - Tradeweb - February 13, 2012
- Swap Execution Facilities Regulation - Comment Letter - Tradeweb - March 8, 2011
- Swap Execution Facilities Regulation - Comment Letter - UBS Securities LLC - February 13, 2012
- Swap Execution Facilities Regulation - Comment Letter - Vanguard - February 13, 2012
- Swap Execution Facilities Regulation - Comment Letter - Wholesale Markets Brokers Association - February 13, 2012
- Swap Execution Facilities Regulation - Comment Letter - Wholesale Markets Brokers' Association, Americas (WMBAA) - April 4, 2011
- Swap Execution Facilities Regulation - Comment Letter - WMBA Americas - April 11, 2013
- Swap Execution Facilities Regulation - Comment Letter - Working Group of Commercial Energy Firms - March 8, 2011
- Swap Execution Facilities Regulation - Comment Letters
- Swap Execution Facilities Regulation - Core Principles - Comment Letters
- Swap Execution Facilities Regulation - Registration and Regulation of Security-based SEFs - Comment Letters
