Category:FIA Comment Letters
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Comment letters submitted to regulators by the Futures Industry Association (FIA).
Pages in category "FIA Comment Letters"
The following 41 pages are in this category, out of 41 total.
A
- Adaptation of CFTC Regulations to Incorporate Swaps - Comment Letter - Futures Industry Association - August 8, 2011
- Agricultural Swaps Regulation - Comment Letter - Futures Industry Association - October 22, 2010
- Agricultural Swaps Regulation - Comment Letter - Futures Industry Association/International Swaps and Derivatives Association - April 1, 2011
C
- Cross-Border Activities Regulation - Comment Letter - FIA/SIFMA/Financial Services Roundtable - August 21, 2013
- Customer Protection Regulation - Comment Letter - Futures Industry Association - February 15, 2013
- Customer Protection Regulation - Comment Letter - TD Ameritrade - February 15, 2013
- Customer Protection Regulation - Frequently Asked Questions - FIA, November 2014
D
- Derivatives Clearing Organizations Regulation - Comment Letter - Futures Industry Association - April 7, 2011
- Derivatives Clearing Organizations Regulation - Comment Letter - Futures Industry Association - December 13, 2010
- Derivatives Clearing Organizations Regulation - Comment Letter - Futures Industry Association - November 17, 2010
- Disruptive Trading Practices Regulation - Comment Letter - FIA/SIFMA - May 17, 2011
- Disruptive Trading Practices Regulation - Comment Letter - Futures Industry Association - December 23, 2010
- Dodd-Frank Act - Effective Date for Swap Regulation - Comment Letter - FIA/ISDA/SIFMA/ICI/IIB/ABA - July 1, 2011
F
H
P
- Position Limits Regulation - Comment Letter - Futures Industry Association - December 2, 2010
- Position Limits Regulation - Comment Letter - Futures Industry Association - January 17, 2012
- Position Limits Regulation - Comment Letter - Futures Industry Association - June 29, 2012
- Position Limits Regulation - Comment Letter - Futures Industry Association - March 25, 2011
- Position Limits Regulation - Futures Industry Association (FIA) - October 1, 2010
S
- Swap Dealers and Major Swap Participants Regulation - Comment Letter - FIA, ISDA, and SIFMA - January 18, 2011
- Swap Dealers and Major Swap Participants Regulation - Comment Letter - FIA, ISDA, SIFMA - August 26, 2011
- Swap Dealers and Major Swap Participants Regulation - Required Compliance Policies - Comment Letter - FIA/SIFMA - January 18, 2011
- Swap Entities Regulation - Comment Letter - ABA Securities Association, et al. - September 8, 2011
- Swap Entities Regulation - Comment Letter - Futures Industry Association - April 14, 2011
- Swap Entities Regulation - Comment Letter - Futures Industry Association - December 23, 2010
- Swap Entities Regulation - Comment Letter - Futures Industry Association - May 10, 2011
- Swap Entities Regulation - Comment Letter - SIFMA, ISDA, et al. - April 29, 2011
- Swap Entities Regulation - Registration of Intermediaries - Comment Letters
- Swap Execution Facilities Regulation - Comment Letter - ISDA/FIA/SIFMA - February 13, 2012
- Swaps Regulation - Comment Letter - Futures Industry Association - September 20, 2010
- Swaps Regulation - Cross-Border Application - Comment Letter - Consortium of Trade Associations - June 6, 2013
- Swaps Regulation - Cross-Border Application - Comment Letter - Futures Industry Association - August 27, 20122
- Swaps Review Regulation - Comment Letter - ABA Securities Association, et al. - September 8, 2011
