Category:European Securities and Markets Authority
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Comment letters, white papers and other submissions regarding the European Securities and Markets Authority (ESMA).
Pages in category "European Securities and Markets Authority"
The following 37 pages are in this category, out of 37 total.
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- EC Proposed Directive: Alternative Investment Fund Managers, April 2009
- ESMA Regulation - Alternative Investment Fund Managers Directive
- ESMA Regulation - Consultation Paper - Draft Technical Advice to the European Commission on Possible Implementing Measures of the Alternative Investment Fund Managers Directive - July 13, 2011
- ESMA Regulation - Consultation Paper - Draft Technical Standards for the Regulation on OTC Derivatives, CCPs and Trade Repositories - June 25, 2012
- ESMA Regulation - Consultation Paper - ESMA's draft technical advice on possible Delegated Acts concerning the regulation on short selling and certain aspects of credit default swaps - February 15, 2012
- ESMA Regulation - Consultation Paper - Guidelines on systems and controls in a highly automated trading environment for trading platforms, investment firms and competent authorities - July 20, 2011
- ESMA Regulation - Consultation Paper - MiFID II/MiFIR - May 22, 2014
- ESMA Regulation - Consultation Paper - MiFID II/MiFIR Guidelines on Assessment of Knowledge and Competence - April 23, 2015
- ESMA Regulation - Discussion Paper - Draft Regulatory Technical Standards on risk mitigation techniques for OTC derivatives not cleared by a CCP under the Regulation on OTC derivatives, CCPs and Trade Repositories - March 6, 2012
- ESMA Regulation - Discussion Paper - Draft Technical Standards for the Regulation on OTC Derivatives, CCPs and Trade Repositories - February 16, 2012
- ESMA Regulation - Discussion Paper - ESMA’s policy orientations on guidelines for UCITS Exchange-Traded Funds and Structured UCITS - July 22, 2011
- ESMA Regulation - European Market Infrastructure Regulation
- ESMA Regulation - Final Report - Draft Technical Standards for the Regulation on OTC Derivatives, CCPs and Trade Repositories - September 27, 2012
- ESMA Regulation - Guidelines on Systems and Controls in a Highly Automated Trading Environment - Comment Letter - AFME - October 3, 2011
- ESMA Regulation - Guidelines on Systems and Controls in a Highly Automated Trading Environment - Comment Letter - Alternative Investment Management Association - October 3, 2011
- ESMA Regulation - Guidelines on Systems and Controls in a Highly Automated Trading Environment - Comment Letter - European Banking Federation - October 3, 2011
- ESMA Regulation - Guidelines on Systems and Controls in a Highly Automated Trading Environment - Comment Letter - FIA European Principal Traders Association - October 3, 2011
- ESMA Regulation - Guidelines on Systems and Controls in a Highly Automated Trading Environment - Comment Letter - Futures and Options Association - October 2011
- ESMA Regulation - Guidelines on Systems and Controls in a Highly Automated Trading Environment - Comment Letter - Investment Company Institute - October 3, 2011
- ESMA Regulation - Guidelines on Systems and Controls in a Highly Automated Trading Environment - Comment Letter - Managed Funds Association - October 3, 2011
- ESMA Regulation - Undertakings for Collective Investment in Transferable Securities
- ESMA Regulation - White Paper - Activity Report on IFRS Enforcement in the European Economic Area in 2011 - June 28, 2012
- ESMA Regulation - White Paper - ESMA Annual Report - June 26, 2012
- ESMA Regulation - White Paper - Guidelines on certain aspects of the MiFID compliance function requirements - July 6, 2012
- ESMA Regulation - White Paper - Guidelines on systems and controls in a highly automated trading environment for trading platforms, investment firms and competent authorites - July 2011
- ESMA Regulation - White Paper - Proposed Revision of UCITS Directive
- ESMA Regulation - White Papers
- European Securities and Markets Authority
- European Swaps Regulation - OTC Derivatives Reporting - Comment Letters
- European Swaps Regulation - White Paper - Committee of European Securities Regulators: Standardisation and Organised Platform Trading of OTC Derivatives
- European Swaps Regulation - White Papers
- European System of Financial Supervision
