Category:EU White Papers
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White papers related to the EU.
Pages in category "EU White Papers"
The following 29 pages are in this category, out of 29 total.
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- ESMA Regulation - Consultation Paper - Draft Technical Advice to the European Commission on Possible Implementing Measures of the Alternative Investment Fund Managers Directive - July 13, 2011
- ESMA Regulation - Consultation Paper - Draft Technical Standards for the Regulation on OTC Derivatives, CCPs and Trade Repositories - June 25, 2012
- ESMA Regulation - Consultation Paper - ESMA's draft technical advice on possible Delegated Acts concerning the regulation on short selling and certain aspects of credit default swaps - February 15, 2012
- ESMA Regulation - Consultation Paper - Guidelines on systems and controls in a highly automated trading environment for trading platforms, investment firms and competent authorities - July 20, 2011
- ESMA Regulation - Consultation Paper - MiFID II/MiFIR - May 22, 2014
- ESMA Regulation - Consultation Paper - MiFID II/MiFIR Guidelines on Assessment of Knowledge and Competence - April 23, 2015
- ESMA Regulation - Discussion Paper - Draft Regulatory Technical Standards on risk mitigation techniques for OTC derivatives not cleared by a CCP under the Regulation on OTC derivatives, CCPs and Trade Repositories - March 6, 2012
- ESMA Regulation - Discussion Paper - Draft Technical Standards for the Regulation on OTC Derivatives, CCPs and Trade Repositories - February 16, 2012
- ESMA Regulation - Discussion Paper - ESMA’s policy orientations on guidelines for UCITS Exchange-Traded Funds and Structured UCITS - July 22, 2011
- ESMA Regulation - European Market Infrastructure Regulation
- ESMA Regulation - Final Report - Draft Technical Standards for the Regulation on OTC Derivatives, CCPs and Trade Repositories - September 27, 2012
- ESMA Regulation - Guidelines on Systems and Controls in a Highly Automated Trading Environment - Comment Letter - AFME - October 3, 2011
- ESMA Regulation - Guidelines on Systems and Controls in a Highly Automated Trading Environment - Comment Letter - Alternative Investment Management Association - October 3, 2011
- ESMA Regulation - Guidelines on Systems and Controls in a Highly Automated Trading Environment - Comment Letter - European Banking Federation - October 3, 2011
- ESMA Regulation - Guidelines on Systems and Controls in a Highly Automated Trading Environment - Comment Letter - FIA European Principal Traders Association - October 3, 2011
- ESMA Regulation - Guidelines on Systems and Controls in a Highly Automated Trading Environment - Comment Letter - Futures and Options Association - October 2011
- ESMA Regulation - Guidelines on Systems and Controls in a Highly Automated Trading Environment - Comment Letter - Investment Company Institute - October 3, 2011
- ESMA Regulation - Guidelines on Systems and Controls in a Highly Automated Trading Environment - Comment Letter - Managed Funds Association - October 3, 2011
- ESMA Regulation - Undertakings for Collective Investment in Transferable Securities
- ESMA Regulation - White Paper - Activity Report on IFRS Enforcement in the European Economic Area in 2011 - June 28, 2012
- ESMA Regulation - White Paper - ESMA Annual Report - June 26, 2012
- ESMA Regulation - White Paper - Guidelines on certain aspects of the MiFID compliance function requirements - July 6, 2012
- ESMA Regulation - White Paper - Guidelines on systems and controls in a highly automated trading environment for trading platforms, investment firms and competent authorites - July 2011
- ESMA Regulation - White Paper - Proposed Revision of UCITS Directive
- European Swaps Regulation - White Paper - Committee of European Securities Regulators: Standardisation and Organised Platform Trading of OTC Derivatives