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Category:Consolidated Audit Trail
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Pages in category "Consolidated Audit Trail"
The following 8 pages are in this category, out of 8 total.
- SEC Final Rule: Consolidated Audit Trail
- SEC Final Rule: Regulation NMS
- SEC Final Rule: Regulation Systems Compliance and Integrity
- SEC Joint Industry Plan: Notice of Filing of the National Market System Plan Governing the Consolidated Audit Trail
- SEC Order - Tick Size Pilot Plan, 2015
- SEC Proposed Rule: Improving Systems Compliance and Integrity