Category:Conflicts of Interest
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Pages related to Conflicts of Interest.
Pages in category "Conflicts of Interest"
The following 13 pages are in this category, out of 13 total.
C
D
- Derivatives Clearing Organizations Regulation - Comment Letter - CBOE Futures Exchange - March 7, 2011
- Derivatives Clearing Organizations Regulation - Comment Letter - Eurex Clearing - November 11, 2010
- Derivatives Clearing Organizations Regulation - Comment Letter - IntercontinentalExchange - March 7, 2011
- Derivatives Clearing Organizations Regulation - Comment Letter - Kansas City Board of Trade - March 7, 2011
F
- Federal Register: Implementation of Conflicts of Interest Policies and Procedures by Swap Dealers and Major Swap Participants
- Federal Register: Requirements for Derivatives Clearing Organizations, Designated Contract Markets, and Swap Execution Facilities Regarding the Mitigation of Conflicts of Interest
- Futures Commission Merchant Regulation - Comment Letters