Swap Execution Facilities Regulation - Hearings & Testimony
Securities and Exchange Commission - Open Meeting Agenda Wednesday, March 2, 2011
Link to SEC webcast of hearing HERE.
Topics covered in the meeting:
- Item 1:Incentive-Based Compensation Arrangements
- Item 2:Clearing Agency Standards for Operation and Governance
- Item 3:Ownership Limitations and Governance Requirements for Security-Based Swap Clearing Agencies, Security-Based Swap Execution Facilities, and National Securities Exchanges with Respect to Security-Based Swaps Under Regulation MC
- Item 4:References to Credit Ratings in Certain Investment Company Act Rules and Forms