Swap Entities Regulation - Comment Letter - Intercontinental Exchange - April 11, 2011

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Dodd-Frank Timeline, Requirements for Processing, Clearing, and Transfer of Customer Positions
Proposal Date Final Rule Issue Effective Date
December 13, 2010 October 18, 2011 January 9, 2012

</div> Requirements for Processing, Clearing, and Transfer of Customer Positions
April 11, 2011

From the comment letter:

In adopting final rules, the Commission should:

  • Give DCOs the ability to assess risk before clearing an illiquid or off-market transaction; and
  • Mandate pre-trade risk checks for Swap Execution Facilities (“SEFs”)

References

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