Swap Dealers and Major Swap Participants Regulation - SEC Registration - Comment Letters

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Dodd-Frank Timeline, Registration of Security-Based Swap Dealers and Major Security-Based Swap Participants, SEC
Proposal Date Comment Deadline (Reopened) Final Rule Issue Effective Date
October 24, 2011 July 22, 2013 August 14, 2015 October 13, 2015

Listed below are comment letters addressing the SEC registration requirements for security-based swap dealers and major swap participants. The SEC issued the rule proposal for swap dealers and major swap participants at its October 12, 2011 open meeting.

There are no comment letters for this rule.


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