Swap Dealers and Major Swap Participants Regulation - SEC Registration - Comment Letters
|Proposal Date||Comment Deadline (Reopened)||Final Rule Issue||Effective Date|
|October 24, 2011||July 22, 2013||August 14, 2015||October 13, 2015|
Listed below are comment letters addressing the SEC registration requirements for security-based swap dealers and major swap participants. The SEC issued the rule proposal for swap dealers and major swap participants at its October 12, 2011 open meeting.
There are no comment letters for this rule.