SEC Final Rule: Suspension of the Duty to File Reports for Classes of Asset-Backed Securities Under Section 15(d) of the Securities Exchange Act of 1934

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Dodd-Frank Timeline, Suspension of the Duty to File Reports for Classes of Asset-Backed Securities, SEC
Comment Deadline Final Rule Issue Effective Date
February 7, 2011 August 23, 2011 September 22, 2011

On August 17, 2011, the Securities and Exchange Commission (SEC) passed final rules concerning the suspension of the duty to file reports for classes of asset-backed securities (ABS) under Section 15(d) of the Securities Exchange Act of 1934 under the Dodd-Frank Act.

Final Rules

From the release:

"We are adopting rules to provide certain thresholds for suspension of the reporting obligations for asset-backed securities issuers. We are also amending our rules relating to the Exchange Act reporting obligations of asset-backed securities issuers in light of these statutory changes."

References

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