Private Fund Systemic Risk Reporting Regulation - White Papers

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Dodd-Frank Timeline, Investment Adviser Reporting, Joint SEC-CFTC Proposal
Proposal Date Final Rule Issue Effective Date
February 11, 2011 October 2011 Early 2012

White papers addressing reporting requirements of hedge funds and other private funds.

Private Fund Systemic Risk Reporting Regulation - White Paper - Grant Thornton: Compliance with SEC registration requirements: An implementation playbook

May, 2011

The Dodd-Frank Act removed certain reporting and recordkeeping requirements from which private investment advisers were exempt. Once the Dodd-Frank provisions become final, all private funds, such as private equity funds and hedge funds, with more than $150 million in assets under management, will be required to be registered with the SEC. This white paper offers a step-by-step checklist of recommended steps, including the required registration forms and other compliance activities.

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