Dodd-Frank Timeline, Investment Adviser Reporting, Joint SEC-CFTC Rulemaking
| Final Rule Issue
|| Effective Date
|| Compliance Date
| November 16, 2011
|| March 31 2012
|| June 15, 2012*
White papers addressing reporting requirements of hedge funds and other private funds.
The Dodd-Frank Act removed certain reporting and recordkeeping requirements from which private investment advisers were exempt. Once the Dodd-Frank provisions become final, all private funds, such as private equity funds and hedge funds, with more than $150 million in assets under management, will be required to be registered with the SEC. This white paper offers a step-by-step checklist of recommended steps, including the required registration forms and other compliance activities.