Private Fund Systemic Risk Reporting Regulation - White Papers

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Dodd-Frank Timeline, Investment Adviser Reporting, Joint SEC-CFTC Rulemaking
Final Rule Issue Effective Date Compliance Date
November 16, 2011 March 31 2012 June 15, 2012*

White papers addressing reporting requirements of hedge funds and other private funds.

Private Fund Systemic Risk Reporting Regulation - White Paper - Grant Thornton: Compliance with SEC registration requirements: An implementation playbook

May, 2011

The Dodd-Frank Act removed certain reporting and recordkeeping requirements from which private investment advisers were exempt. Once the Dodd-Frank provisions become final, all private funds, such as private equity funds and hedge funds, with more than $150 million in assets under management, will be required to be registered with the SEC. This white paper offers a step-by-step checklist of recommended steps, including the required registration forms and other compliance activities.

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