Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues Meeting, November 5, 2010

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Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues
Founded May 11, 2010
Headquarters Washington, D.C.
Products Regulation
Web site www.cftc.gov

The Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues held its fourth meeting on November 5, 2010, to review the extraordinary market events of May 6, 2010 (the so-called "flash crash"). Prior meetings focused on the exchanges' and liquidity providers' perspectives (June 22, 2010) and the investors' perspectives (August 11, 2010). The November 5, 2010 meeting focused on:

  • a summary and recap from the staffs of the CFTC and SEC on the report issued September 30, 2010;
  • a report from the subcommittee on cross-market linkages;
  • a report from the subcommittee on pre-trade risk management; and
  • potential recommendations and responses.[1]


Link to Archived Webcast

Access Webcast in Windows Media Player format
Access Webcast in Real Player format

References

  1. Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues to Meet. CFTC. Retrieved on April 1, 2011.

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