Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues Meeting, August 11, 2010

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Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues
Founded May 11, 2010
Headquarters Washington, D.C.
Products Regulation
Web site www.cftc.gov

The Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues held its third meeting on August 11, 2010, to review the extraordinary market events of May 6, 2010 (the so-called "flash crash") with investors and investor groups.

The committee's second meeting, held on June 22, 2010, representatives of U.S. exchanges and liquidity providers testified as to their retrospectives regarding the flash crash. The August 11, 2010 meeting focused instead on the investor perspective. Panelists included:

  • Michael Mendelson, Principal, AQR Capital Management
  • Noel Archard, Head of U.S. Products, Blackrock
  • Charles Rotblut, Vice President and Editor, American Association of Individual Investors
  • Chris Nagy, Managing Director, Order Routing Sales and Strategy, TD Ameritrade
  • Kevin Cronin, Director of Global Equity Trading at Invesco
  • Pamela J. Craig, Chief Financial Officer, Accenture[1]

Panelists' statements can be found below.

Subsequent to the meeting, on September 30, 2010, the committee released a study related to its findings.


Link to Archived Webcast

Access Webcast in Windows Media Player format
Access Webcast in Real Player format

Related Documents: Panelists' Statements


References

  1. Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues Announces Agenda, List of Participants for August 11 Meeting. CFTC. Retrieved on April 1, 2011.

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