Category:Swap Execution Facilities
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Pages related to Swap Execution Facilities.
Pages in category "Swap Execution Facilities"
The following 200 pages are in this category, out of 234 total.
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- Adaptation of CFTC Regulations to Incorporate Swaps - Comment Letter - CME Group - August 8, 2011
- Adaptation of CFTC Regulations to Incorporate Swaps - Comment Letter - Environmental Markets Association - July 21, 2011
- Adaptation of CFTC Regulations to Incorporate Swaps - Comment Letter - Futures Industry Association - August 8, 2011
- Adaptation of CFTC Regulations to Incorporate Swaps - Comment Letter - IntercontinentalExchange - August 4, 2011
- Adaptation of CFTC Regulations to Incorporate Swaps - Comment Letter - Minneapolis Grain Exchange - August 8, 2011
- Adaptation of CFTC Regulations to Incorporate Swaps - Comment Letter - National Council of Farmer Cooperatives - August 8, 2011
- Adaptation of CFTC Regulations to Incorporate Swaps - Comment Letter - National Futures Association - August 8, 2011
- Adaptation of CFTC Regulations to Incorporate Swaps - Comment Letter - National Introducing Brokers Association - August 8, 2011
- Adaptation of CFTC Regulations to Incorporate Swaps - Comment Letter - Swaps & Derivatives Market Association - August 8, 2011
- Adaptation of CFTC Regulations to Incorporate Swaps - Comment Letters
- Agricultural Swaps Regulation
C
- CFTC Final Rule: Adaptation of Regulations to Incorporate Swaps
- CFTC Final Rule: Adaptation of Regulations to Incorporate Swaps – Records of Transactions
- CFTC Final Rule: Core Principles and Other Requirements for Designated Contract Markets
- CFTC Final Rule: Core Principles and Other Requirements for Swap Execution Facilities
- CFTC Final Rule: Procedures to Establish Appropriate Minimum Block Sizes for Large Notional Off-Facility Swaps and Block Trades; Further Measures to Protect the Identities of Parties to Swap Transactions
- CFTC Final Rule: Process for a Designated Contract Market or Swap Execution Facility to Make a Swap Available to Trade
- CFTC Final Rule: Provisions Common to Registered Entities
- CFTC Final Rule: Real-Time Public Reporting of Swap Transaction Data
- CFTC Final Rule: Registration of Intermediaries
- CFTC Final Rule: Swap Data Recordkeeping and Reporting Requirements
- CFTC Open Meeting, December 1, 2010
- CFTC Open Meeting, December 16, 2010
- CFTC Open Meeting, December 9, 2010
- CFTC Open Meeting, May 10, 2012
- CFTC Open Meeting, May 16, 2013
- CFTC Open Meeting, October 1, 2010
- CFTC Proposed Rule Amendments: Records of Commodity Interest and Related Cash or Forward Transactions
- CFTC Proposed Rule: Amendments to Adapt CFTC Regulations to the Dodd-Frank Act
- CFTC Proposed Rule: Amendments to Swap Data Recordkeeping and Reporting Requirements for Cleared Swaps
- CFTC Proposed Rule: Core Principles and Other Requirements for Swap Execution Facilities
- CFTC Proposed Rule: Governance Requirements for Derivatives Clearing Organizations, Designated Contract Markets, and Swap Execution Facilities; Additional Requirements Regarding the Mitigation of Conflicts of Interest
- CFTC Proposed Rule: Identification of Futures and Swap Market Participants
- CFTC Proposed Rule: Procedures to Establish Appropriate Minimum Block Sizes for Large Notional Off-Facility Swaps and Block Trades; Further Measures to Protect the Identities of Parties to Swap Transactions
- CFTC Proposed Rule: Process for a Designated Contract Market or Swap Execution Facility to Make a Swap Available to Trade
- CFTC Proposed Rule: Prohibiting the Aggregation of Orders to Satisfy Minimum Block Sizes or Cap Size Requirements
- CFTC Proposed Rule: System Safeguards Testing Requirements, December 2015
D
- Derivatives Clearing Organizations Regulation - Comment Letter - BlackRock - November 15, 2010
- Derivatives Clearing Organizations Regulation - Comment Letter - Bloomberg - November 17, 2010
- Derivatives Clearing Organizations Regulation - Comment Letter - CBOE Futures Exchange - March 7, 2011
- Derivatives Clearing Organizations Regulation - Comment Letter - Consortium of Major Financial Institutions - December 3, 2010
- Derivatives Clearing Organizations Regulation - Comment Letter - Deutsche Bank - November 8, 2010
- Derivatives Clearing Organizations Regulation - Comment Letter - Eurex Clearing - November 11, 2010
- Derivatives Clearing Organizations Regulation - Comment Letter - Futures Industry Association - November 17, 2010
- Derivatives Clearing Organizations Regulation - Comment Letter - GFI Securities - November 17, 2010
- Derivatives Clearing Organizations Regulation - Comment Letter - Goldman Sachs - November 18, 2010
- Derivatives Clearing Organizations Regulation - Comment Letter - IntercontinentalExchange - March 7, 2011
- Derivatives Clearing Organizations Regulation - Comment Letter - International Swaps and Derivatives Association, Inc. - November 16, 2010
- Derivatives Clearing Organizations Regulation - Comment Letter - JP Morgan Chase - November 17, 2010
- Derivatives Clearing Organizations Regulation - Comment Letter - Kansas City Board of Trade - March 7, 2011
- Derivatives Clearing Organizations Regulation - Comment Letter - LCH.Clearnet - November 5, 2010
- Derivatives Clearing Organizations Regulation - Comment Letter - MarketAxess - November 15, 2010
- Derivatives Clearing Organizations Regulation - Comment Letter - Minneapolis Grain Exchange - March 7, 2011
- Derivatives Clearing Organizations Regulation - Comment Letter - Morgan Stanley - November 17, 2010
- Derivatives Clearing Organizations Regulation - Comment Letter - Newedge USA - November 17, 2010
- Derivatives Clearing Organizations Regulation - Comment Letter - North American Derivatives Exchange, Inc. - November 16, 2010
- Derivatives Clearing Organizations Regulation - Comment Letter - NYSE Liffe US - November 16, 2010
- Derivatives Clearing Organizations Regulation - Comment Letter - Securities Industry and Financial Markets Association - November 12, 2010
- Derivatives Clearing Organizations Regulation - Comment Letter - The Options Clearing Corporation - March 7, 2011
- Derivatives Clearing Organizations Regulation - Comment Letter - Tradeweb Markets - November 17, 2010
- Designated Contract Market Regulation - Comment Letter - Better Markets - February 22, 2011
- Designated Contract Market Regulation - Comment Letter - Black Rock - February 22, 2011
- Designated Contract Market Regulation - Comment Letter - CBOE Futures Exchange - February 22, 2011
- Designated Contract Market Regulation - Comment Letter - CME Group - February 22, 2011
- Designated Contract Market Regulation - Comment Letter - ELX Futures - February 22, 2011
- Designated Contract Market Regulation - Comment Letter - Green Exchange - February 22, 2011
- Designated Contract Market Regulation - Comment Letter - Intercontinental Exchange - February 22, 2011
- Designated Contract Market Regulation - Comment Letter - Kansas City Board of Trade - February 22, 2011
- Designated Contract Market Regulation - Comment Letter - Minneapolis Grain Exchange - February 22, 2011
- Designated Contract Market Regulation - Comment Letter - Nodal Exchange - February 22, 2011
- Designated Contract Market Regulation - Comment Letter - NYSE Liffe - February 22, 2011
- Designated Contract Market Regulation - Comment Letter - OneChicago - February 22, 2011
- Designated Contract Market Regulation - Comment Letters
F
- Fact Sheet: Core Principles and Other Requirements for Swap Execution Facilities
- Fact Sheet: Proposal to Mitigate Potential Conflicts of Interest in the Operation of Derivatives Clearing Organizations, Designated Contract Markets, and Swap Execution Facilities
- Featured Commentary - Regulatory Arbitrage - Chris Giancarlo, October 2011
- Federal Register: Clearing Agency Standards for Operation and Governance
- Federal Register: Core Principles and Other Requirements for Designated Contracts Markets
- Federal Register: Core Principles and Other Requirements for Swap Execution Facilities
- Federal Register: Ownership Limitations and Governance Requirements for Security-Based Swap Clearing Agencies, Security-Based Swap Execution Facilities, and National Securities Exchanges With Respect to Security-Based Swaps Under Regulation MC
- Federal Register: Provisions Common to Registered Entities
- Federal Register: Real-Time Public Reporting of Swap Transaction Data
- Federal Register: Registration of Intermediaries
- Federal Register: Requirements for Derivatives Clearing Organizations, Designated Contract Markets, and Swap Execution Facilities Regarding the Mitigation of Conflicts of Interest
- Federal Register: Requirements for Processing, Clearing, and Transfer of Customer Positions
P
- Prohibiting the Aggregation of Orders to Satisfy Minimum Block Sizes or Cap Size Requirements - Comment Letter - Investment Company Institute - July 26, 2012
- Prohibiting the Aggregation of Orders to Satisfy Minimum Block Sizes or Cap Size Requirements - Comment Letter - OneChicago - July 11, 2012
- Prohibiting the Aggregation of Orders to Satisfy Minimum Block Sizes or Cap Size Requirements - Comment Letter - SIFMA - July 27, 2012
- Prohibiting the Aggregation of Orders to Satisfy Minimum Block Sizes or Cap Size Requirements - Comment Letter - Wholesale Market Brokers’ Association, Americas - July 26, 2012
S
- Sandbox12
- SEC Final Rule: Clearing Agency Standards
- SEC Open Meeting, February 2, 2011
- SEC Open Meeting, October 13, 2010
- SEC Proposed Rule: Registration and Regulation of Security-Based Swap Execution Facilities
- Swap Data Regulation - Block Trade Rules - Comment Letters
- Swap Data Regulation - Comment Letter - Barclays - May 14, 2012
- Swap Data Regulation - Comment Letter - CME Group - May 14, 2012
- Swap Data Regulation - Comment Letter - Coalition for Derivatives End-Users - June 9, 2011
- Swap Data Regulation - Comment Letter - Coalition of Physical Energy Companies - June 9, 2011
- Swap Data Regulation - Comment Letter - Federal Home Loan Banks - June 9, 2011
- Swap Data Regulation - Comment Letter - FIA Principal Traders Group - June 13, 2012
- Swap Data Regulation - Comment Letter - Financial Services Roundtable - June 7, 2011
- Swap Data Regulation - Comment Letter - Freddie Mac - May 14, 2012
- Swap Data Regulation - Comment Letter - Global Foreign Exchange Division - June 9, 2011
- Swap Data Regulation - Comment Letter - Goldman Sachs - January 18, 2011
- Swap Data Regulation - Comment Letter - ICAP - May 14, 2012
- Swap Data Regulation - Comment Letter - Investment Company Institute - May 14, 2012
- Swap Data Regulation - Comment Letter - ISDA - June 9, 2011
- Swap Data Regulation - Comment Letter - ISDA/SIFMA - May 14, 2012
- Swap Data Regulation - Comment Letter - Jefferies & Company - May 22, 2012
- Swap Data Regulation - Comment Letter - JP Morgan - January 12, 2011
- Swap Data Regulation - Comment Letter - Kinetix Trading Solutions - April 20, 2012
- Swap Data Regulation - Comment Letter - Managed Funds Association - May 14, 2012
- Swap Data Regulation - Comment Letter - Morgan Stanley - May 11, 2012
- Swap Data Regulation - Comment Letter - R.J. O'Brien - May 14, 2012
- Swap Data Regulation - Comment Letter - SDMA - May 14, 2012
- Swap Data Regulation - Comment Letter - Securities Industry and Financial Markets Association (SIFMA) - January 12, 2011
- Swap Data Regulation - Comment Letter - TeraExchange - May 14, 2012
- Swap Data Regulation - Comment Letter - Vanguard - May 14, 2012
- Swap Data Regulation - Comment Letter - Wholesale Markets Brokers Association - May 2, 2012
- Swap Data Regulation - Comment Letter - Working Group of Commercial Energy Firms - June 9, 2011
- Swap Dealers and Major Swap Participants Regulation - Confirmation, Reconciliation, and Compression Requirements - Comment Letters
- Swap Entities Regulation
- Swap Entities Regulation - Comment Letter - ABA Securities Association, et al. - September 8, 2011
- Swap Entities Regulation - Comment Letter - Barclays - February 3, 2011
- Swap Entities Regulation - Comment Letter - BlackRock - April 11, 2011
- Swap Entities Regulation - Comment Letter - BlackRock - April 29, 2011
- Swap Entities Regulation - Comment Letter - Bloomberg - November 24, 2010
- Swap Entities Regulation - Comment Letter - CBOE - November 26, 2010
- Swap Entities Regulation - Comment Letter - CME Group - April 11, 2011
- Swap Entities Regulation - Comment Letter - CME Group - January 3, 2011
- Swap Entities Regulation - Comment Letter - CME Group - November 24, 2010
- Swap Entities Regulation - Comment Letter - Depository Trust & Clearing Corp. - June 3, 2011
- Swap Entities Regulation - Comment Letter - Depository Trust and Clearing Corporation - November 26, 2010
- Swap Entities Regulation - Comment Letter - Deutsche Bank - October 6, 2010
- Swap Entities Regulation - Comment Letter - Eris Exchange - September 29, 2010
- Swap Entities Regulation - Comment Letter - Eurex Clearing - November 29, 2010
- Swap Entities Regulation - Comment Letter - Futures Industry Association - April 14, 2011
- Swap Entities Regulation - Comment Letter - Futures Industry Association - December 23, 2010
- Swap Entities Regulation - Comment Letter - Intercontinental Exchange - April 11, 2011
- Swap Entities Regulation - Comment Letter - Intercontinental Exchange - December 31, 2010
- Swap Entities Regulation - Comment Letter - International Swaps and Derivatives Association - April 8, 2011
- Swap Entities Regulation - Comment Letter - LCH.Clearnet - April 11, 2011
- Swap Entities Regulation - Comment Letter - LCH.Clearnet - April 28, 2011
- Swap Entities Regulation - Comment Letter - LCH.Clearnet - December 31, 2010
- Swap Entities Regulation - Comment Letter - LCH.Clearnet - September 24, 2010
- Swap Entities Regulation - Comment Letter - Managed Funds Association - April 11, 2011
- Swap Entities Regulation - Comment Letter - Managed Funds Association - April 29, 2011
- Swap Entities Regulation - Comment Letter - Managed Funds Association - March 24, 2011
- Swap Entities Regulation - Comment Letter - MarkitSERV - April 11, 2011
- Swap Entities Regulation - Comment Letter - Morgan Stanley - November 1, 2010
- Swap Entities Regulation - Comment Letter - National Futures Association - April 11, 2011
- Swap Entities Regulation - Comment Letter - Options Clearing Corporation - April 11, 2011
- Swap Entities Regulation - Comment Letter - Options Clearing Corporation - April 26, 2011
- Swap Entities Regulation - Comment Letter - Options Clearing Corporation - January 3, 2011
- Swap Entities Regulation - Comment Letter - SIFMA - October 27, 2010
- Swap Entities Regulation - Comment Letter - SIFMA, ISDA, et al. - April 29, 2011
- Swap Entities Regulation - Comment Letter - Swaps & Derivatives Market Association - April 19, 2011
- Swap Entities Regulation - Comment Letter - Swaps & Derivatives Market Association - March 15, 2011
- Swap Entities Regulation - Comment Letter - Thomson Reuters - November 24, 2010
- Swap Entities Regulation - Comment Letter - Tradeweb - November 23, 2010
- Swap Entities Regulation - Comment Letter - UBS - November 17, 2010
- Swap Entities Regulation - Comment Letters
- Swap Entities Regulation - Ownership Limitations and Governance Requirements, SEC - Comment Letters
- Swap Entities Regulation - Provisions Common to Registered Entities - Comment Letters
- Swap Entities Regulation - Requirements for Processing, Clearing, and Transfer of Customer Positions - Comment Letters
- Swap Execution Facilities - A Comparison of CFTC and SEC Rule Proposals
- Swap Execution Facilities Regulation
- Swap Execution Facilities Regulation - Available to Trade Provision - Comment Letters
- Swap Execution Facilities Regulation - Comment Letter - Alternative Investment Management Association - February 13, 2012
- Swap Execution Facilities Regulation - Comment Letter - Asset Management Group of SIFMA - February 13, 2012
- Swap Execution Facilities Regulation - Comment Letter - Barclays Capital - February 11, 2011
- Swap Execution Facilities Regulation - Comment Letter - Better Markets - March 8, 2011
- Swap Execution Facilities Regulation - Comment Letter - BlackRock - March 8, 2011
- Swap Execution Facilities Regulation - Comment Letter - Bloomberg - February 13, 2012
- Swap Execution Facilities Regulation - Comment Letter - Bloomberg - March 8, 2011
- Swap Execution Facilities Regulation - Comment Letter - CalPERS - April 4, 2011
- Swap Execution Facilities Regulation - Comment Letter - CBOE - February 13, 2012
- Swap Execution Facilities Regulation - Comment Letter - CBOE Futures Exchange - March 8, 2011
- Swap Execution Facilities Regulation - Comment Letter - Chatham Financial - February 13, 2012
- Swap Execution Facilities Regulation - Comment Letter - Chicago Board Options Exchange (CBOE) - April 4, 2011
- Swap Execution Facilities Regulation - Comment Letter - CME Group - February 13, 2012
- Swap Execution Facilities Regulation - Comment Letter - Commercial Energy Working Group - February 13, 2012
- Swap Execution Facilities Regulation - Comment Letter - Deutsche Bank AG - March 8, 2011
- Swap Execution Facilities Regulation - Comment Letter - Federal Home Loan Banks - February 13, 2012
- Swap Execution Facilities Regulation - Comment Letter - Freddie Mac - March 8, 2011
- Swap Execution Facilities Regulation - Comment Letter - FX Alliance Inc - February 13, 2012
- Swap Execution Facilities Regulation - Comment Letter - Geneva Energy Markets - February 13, 2012
- Swap Execution Facilities Regulation - Comment Letter - GFI Group - March 8, 2011
- Swap Execution Facilities Regulation - Comment Letter - Global Foreign Exchange Division (SIFMA, AFME, and ASIFMA) - March 8, 2011
- Swap Execution Facilities Regulation - Comment Letter - Global Foreign Exchange Division (SIFMA, AFME, and ASIFMA)- March 8, 2011
- Swap Execution Facilities Regulation - Comment Letter - Goldman Sachs - March 8, 2011
- Swap Execution Facilities Regulation - Comment Letter - ICAP North America - March 8, 2011
- Swap Execution Facilities Regulation - Comment Letter - IntercontinentalExchange - March 8, 2011
- Swap Execution Facilities Regulation - Comment Letter - International Swaps and Derivatives Association & Securities Industry and Financial Markets Association - March 8, 2011
- Swap Execution Facilities Regulation - Comment Letter - Investment Company Institute - February 13, 2012
- Swap Execution Facilities Regulation - Comment Letter - ISDA/FIA/SIFMA - February 13, 2012
- Swap Execution Facilities Regulation - Comment Letter - ISDA/SIFMA - April 4, 2011
- Swap Execution Facilities Regulation - Comment Letter - JP Morgan - February 13, 2012
