B
C
- CFTC Final Rule: Business Conduct Standards for Swap Dealers and Major Swap Participants with Counterparties
- CFTC Final Rule: Conflicts of Interest for Swap Dealers, Major Swap Participants, Futures Commission Merchants, and Introducing Brokers
- CFTC Final Rule: Customer Clearing Documentation, Timing of Acceptance for Clearing, and Clearing Member Risk Management
- CFTC Final Rule: Duties for Swap Dealers and Major Swap Participants
- CFTC Final Rule: Large Trader Reporting
- CFTC Final Rule: Protection of Cleared Swaps Customer Contracts and Collateral; Conforming Amendments to the Commodity Broker Bankruptcy Provisions
- CFTC Final Rule: Registration of Swap Dealers and Major Swap Participants
- CFTC Final Rule: Reporting, Recordkeeping, and Daily Trading Records Requirements for Swap Dealers and Major Swap Participants
- CFTC Final Rule: Swap Data Recordkeeping and Reporting Requirements
- CFTC Guidebook for Part 20 Reports (Large Trader Reporting), December 7, 2011
- CFTC Office of the Inspector General - Dodd-Frank Cost-benefit Analyses - April 15, 2011
- CFTC Open Meeting, April 12, 2011
- CFTC Open Meeting, April 18, 2012
- CFTC Open Meeting, April 27, 2011
- CFTC Open Meeting, December 16, 2010
- CFTC Open Meeting, December 20, 2011
- CFTC Open Meeting, December 5, 2011
- CFTC Open Meeting, December 9, 2010
- CFTC Open Meeting, February 23, 2012
- CFTC Open Meeting, January 11, 2012
- CFTC Open Meeting, January 13, 2011
- CFTC Open Meeting, March 20, 2012
- CFTC Open Meeting, May 10, 2012
- CFTC Open Meeting, November 10, 2010
- CFTC Open Meeting, October 18, 2011
- CFTC Open Meeting, September 8, 2011
- CFTC Proposed Rule: Core Principles and Other Requirements for Swap Execution Facilities
- CFTC Proposed Rule: Position Reports for Physical Commodity Swaps
- CFTC Proposed Rule: Procedures to Establish Appropriate Minimum Block Sizes for Large Notional Off-Facility Swaps and Block Trades; Further Measures to Protect the Identities of Parties to Swap Transactions
- CFTC Proposed Rule: Process for a Designated Contract Market or Swap Execution Facility to Make a Swap Available to Trade
- CFTC Rule Proposal: Clearing Member Risk Management
- CFTC Rule Proposal: Customer Clearing Documentation and Timing of Acceptance for Clearing
- CFTC/SEC Joint Final Rule on Swap Entity Definitions
- CFTC/SEC Joint Report: International Swap Regulation
- Capital Requirements of Swap Dealers and Major Swap Participants
- Consumer Financial Information Regulation
- Cost-benefit analysis
- Covered Swap Entities Regulation - Comment Letter - Association of Institutional Investors - July 11, 2011
- Covered Swap Entities Regulation - Comment Letter - BNY Mellon/Northern Trust/State Street - July 11, 2011
- Covered Swap Entities Regulation - Comment Letter - Coalition for Derivatives End-Users - July 11, 2011
- Covered Swap Entities Regulation - Comment Letter - Deutsche Bank - July 11, 2011
- Covered Swap Entities Regulation - Comment Letter - Farm Credit Council - July 11, 2011
- Covered Swap Entities Regulation - Comment Letter - Financial Services Roundtable - July 11, 2011
- Covered Swap Entities Regulation - Comment Letter - Freddie Mac - July 11, 2011
- Covered Swap Entities Regulation - Comment Letter - Investment Company Institute - July 11, 2011
- Covered Swap Entities Regulation - Comment Letter - Markit - July 11, 2011
- Covered Swap Entities Regulation - Comment Letter - PIMCO - July 11, 2011
- Covered Swap Entities Regulation - Comment Letter - SIFMA - July 11, 2011
- Covered Swap Entities Regulation - Comment Letters
- Covered Swap Entities Regulation - Margin and Capital Requirements
E
F
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F cont.
- Federal Register: Registration of Swap Dealers and Major Swap Participants
- Federal Register: Regulations Establishing and Governing the Duties of Swap Dealers and Major Swap Participants
- Federal Register: Reporting, Recordkeeping, and Daily Trading Records Requirements for Swap Dealers and Major Swap Participants
- Federal Register: Swap Trading Relationship Documentation Requirements for Swap Dealers and Major Swap Participants
- Federal Register:Swap Data Recordkeeping and Reporting Requirements
- Futures Commission Merchant Regulation - Comment Letter - CME Group - January 18, 2011
- Futures Commission Merchant Regulation - Comment Letter - Coalition of Energy End Users - January 18, 2011
- Futures Commission Merchant Regulation - Comment Letter - Federal Home Loan Banks - January 18, 2011
- Futures Commission Merchant Regulation - Comment Letter - Futures Industry Association - January 18, 2011
- Futures Commission Merchant Regulation - Comment Letter - IntercontinentalExchange - January 18, 2011
- Futures Commission Merchant Regulation - Comment Letter - International Swaps and Derivatives Association - January 18, 2011
- Futures Commission Merchant Regulation - Comment Letter - LCH.Clearnet - January 18, 2011
- Futures Commission Merchant Regulation - Comment Letter - Managed Funds Association - January 18, 2011
- Futures Commission Merchant Regulation - Comment Letter - Minneapolis Grain Exchange - January 18, 2011
- Futures Commission Merchant Regulation - Comment Letter - National Futures Association - January 18, 2011
- Futures Commission Merchant Regulation - Comment Letter - Securities Industry and Financial Markets Association - January 18, 2011
- Futures Commission Merchant Regulation - Comment Letters
L
M
P
Q
S
- SEC Final Rule: Risk Management Controls for Brokers or Dealers with Market Access
- SEC Open Meeting, December 3, 2010
- SEC Open Meeting, June 29, 2011
- SEC Open Meeting, November 3, 2010
- SEC Open Meeting, October 12, 2011
- Swap Dealers and Major Swap Participants Regulation
- Swap Dealers and Major Swap Participants Regulation - Business Conduct - Comment Letters
- Swap Dealers and Major Swap Participants Regulation - Capital Requirements - Comment Letters
- Swap Dealers and Major Swap Participants Regulation - Comment Letter - Securities Industry and Financial Markets Association - January 18, 2011
- Swap Dealers and Major Swap Participants Regulation - Comment Letter - American Benefits Council - February 7, 2011
- Swap Dealers and Major Swap Participants Regulation - Comment Letter - Managed Funds Association - February 7, 2011
- Swap Dealers and Major Swap Participants Regulation - Comment Letter - Federal Home Loan Banks - February 7, 2011
- Swap Dealers and Major Swap Participants Regulation - Comment Letter - ISDA and SIFMA - February 7, 2011
- Swap Dealers and Major Swap Participants Regulation - Comment Letter - Working Group of Commercial Energy Firms - February 7, 2011
- Swap Dealers and Major Swap Participants Regulation - Comment Letter - Managed Funds Association - January 18, 2011
- Swap Dealers and Major Swap Participants Regulation - Comment Letter - Federal Home Loan Banks - January 18, 2011
- Swap Dealers and Major Swap Participants Regulation - Comment Letter - Working Group of Commercial Energy Firms - January 24, 2011
- Swap Dealers and Major Swap Participants Regulation - Comment Letter - Better Markets - January 24, 2011
- Swap Dealers and Major Swap Participants Regulation - Comment Letter - Securities Industry and Financial Markets Association - January 24, 2011
- Swap Dealers and Major Swap Participants Regulation - Comment Letter - MetLife - January 24, 2011
- Swap Dealers and Major Swap Participants Regulation - Comment Letter - National Futures Association - January 24, 2011
- Swap Dealers and Major Swap Participants Regulation - Comment Letter - International Swaps and Derivatives Association - January 24, 2011
- Swap Dealers and Major Swap Participants Regulation - Comment Letter - Hess Corporation - January 24, 2011
- Swap Dealers and Major Swap Participants Regulation - Comment Letter - Federal Home Loan Banks - January 24, 2011
- Swap Dealers and Major Swap Participants Regulation - Comment Letter - Shell Energy - January 24, 2011
- Swap Dealers and Major Swap Participants Regulation - Comment Letter - FIA, ISDA, and SIFMA - January 18, 2011
- Swap Dealers and Major Swap Participants Regulation - Comment Letter - SIFMA and ISDA - February 17, 2011
- Swap Dealers and Major Swap Participants Regulation - Comment Letter - CME Group - February 22, 2011
- Swap Dealers and Major Swap Participants Regulation - Comment Letter - Coalition of Physical Energy Companies - February 22, 2011
- Swap Dealers and Major Swap Participants Regulation - Comment Letter - BlackRock - February 22, 2011
- Swap Dealers and Major Swap Participants Regulation - Comment Letter - Federal Home Loan Banks - February 22, 2011
- Swap Dealers and Major Swap Participants Regulation - Comment Letter - Working Group of Commercial Energy Firms - February 22, 2011
- Swap Dealers and Major Swap Participants Regulation - Comment Letter - MetLife - February 22, 2011
- Swap Dealers and Major Swap Participants Regulation - Comment Letter - Managed Funds Association - February 28, 2011
- Swap Dealers and Major Swap Participants Regulation - Comment Letter - International Swaps and Derivatives Association - February 28, 2011
- Swap Dealers and Major Swap Participants Regulation - Comment Letter - Freddie Mac - February 28, 2011
- Swap Dealers and Major Swap Participants Regulation - Comment Letter - BlackRock - February 28, 2011
- Swap Dealers and Major Swap Participants Regulation - Comment Letter - Federal Home Loan Banks - February 28, 2011
- Swap Dealers and Major Swap Participants Regulation - Comment Letter - Working Group of Commercial Energy Firms - February 28, 2011
- Swap Dealers and Major Swap Participants Regulation - Comment Letter - CME Group - February 28, 2011
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S cont.
- Swap Dealers and Major Swap Participants Regulation - Comment Letter - Asset Management Group of SIFMA - February 28, 2011
- Swap Dealers and Major Swap Participants Regulation - Comment Letter - MetLife - February 28, 2011
- Swap Dealers and Major Swap Participants Regulation - Comment Letter - Managed Funds Association - February 22, 2011
- Swap Dealers and Major Swap Participants Regulation - Comment Letter - ISDA/SIFMA - April 8, 2011
- Swap Dealers and Major Swap Participants Regulation - Comment Letter - Managed Funds Association - April 11, 2011
- Swap Dealers and Major Swap Participants Regulation - Comment Letter - Freddie Mac - April 11, 2011
- Swap Dealers and Major Swap Participants Regulation - Comment Letter - American Benefits Council/Committee on Investment of Employee Benefit Assets - April 11, 2011
- Swap Dealers and Major Swap Participants Regulation - Comment Letter - Markit - April 11, 2011
- Swap Dealers and Major Swap Participants Regulation - Comment Letter - Financial Services Roundtable - May 13, 2011
- Swap Dealers and Major Swap Participants Regulation - Comment Letter - Alternative Investment Management Association - June 28, 2011
- Swap Dealers and Major Swap Participants Regulation - Comment Letter - Institute of International Bankers - July 1, 2011
- Swap Dealers and Major Swap Participants Regulation - Comment Letter - Fannie Mae - July 8, 2011
- Swap Dealers and Major Swap Participants Regulation - Comment Letter - Council of Institutional Investors - June 30, 2011
- Swap Dealers and Major Swap Participants Regulation - Comment Letter - Cargill - July 6, 2011
- Swap Dealers and Major Swap Participants Regulation - Comment Letter - ISDA/SIFMA - July 11, 2011
- Swap Dealers and Major Swap Participants Regulation - Comment Letter - Coalition for Derivatives End-Users - July 11, 2011
- Swap Dealers and Major Swap Participants Regulation - Comment Letter - Independent Community Bankers of America - July 11, 2011
- Swap Dealers and Major Swap Participants Regulation - Comment Letter - Investment Company Institute - July 11, 2011
- Swap Dealers and Major Swap Participants Regulation - Comment Letter - MetLife - July 11, 2011
- Swap Dealers and Major Swap Participants Regulation - Comment Letter - Managed Funds Association - July 11, 2011
- Swap Dealers and Major Swap Participants Regulation - Comment Letter - American Bankers Association - July 11, 2011
- Swap Dealers and Major Swap Participants Regulation - Comment Letter - BlackRock - July 11, 2011
- Swap Dealers and Major Swap Participants Regulation - Comment Letter - Markit - July 11, 2011
- Swap Dealers and Major Swap Participants Regulation - Comment Letter - Working Group of Commercial Energy Firms - July 11, 2011
- Swap Dealers and Major Swap Participants Regulation - Comment Letter - National Council of Farmer Cooperatives - July 11, 2011
- Swap Dealers and Major Swap Participants Regulation - Comment Letter - Principal Traders Group - July 11, 2011
- Swap Dealers and Major Swap Participants Regulation - Comment Letter - FIA, ISDA, SIFMA - August 26, 2011
- Swap Dealers and Major Swap Participants Regulation - Comment Letter - Managed Funds Association - August 29, 2011
- Swap Dealers and Major Swap Participants Regulation - Comment Letter - Better Markets - August 29, 2011
- Swap Dealers and Major Swap Participants Regulation - Comment Letter - BlackRock - August 29, 2011
- Swap Dealers and Major Swap Participants Regulation - Comment Letter - MarkitSERV - August 29, 2011
- Swap Dealers and Major Swap Participants Regulation - Comment Letter - SIFMA - August 29, 2011
- Swap Dealers and Major Swap Participants Regulation - Comment Letters
- Swap Dealers and Major Swap Participants Regulation - Confirmation, Reconciliation, and Compression Requirements - Comment Letters
- Swap Dealers and Major Swap Participants Regulation - Duties - Comment Letters
- Swap Dealers and Major Swap Participants Regulation - Margin Requirements for Uncleared Swaps - Comment Letters
- Swap Dealers and Major Swap Participants Regulation - Registration - Comment Letters
- Swap Dealers and Major Swap Participants Regulation - Reporting and Recordkeeping - Comment Letters
- Swap Dealers and Major Swap Participants Regulation - Required Compliance Policies - Comment Letter - Cargill - January 14, 2011
- Swap Dealers and Major Swap Participants Regulation - Required Compliance Policies - Comment Letters
- Swap Dealers and Major Swap Participants Regulation - Required Compliance Policies - Comment Letter - NewEdge - January 7, 2011
- Swap Dealers and Major Swap Participants Regulation - Required Compliance Policies - Comment Letter - FIA/SIFMA - January 18, 2011
- Swap Dealers and Major Swap Participants Regulation - Required Compliance Policies - Comment Letter - Rosenthal Collins Group - January 18, 2011
- Swap Dealers and Major Swap Participants Regulation - Required Compliance Policies - Comment Letter - National Society of Compliance Professionals- January 18, 2011
- Swap Dealers and Major Swap Participants Regulation - Required Compliance Policies - Comment Letter - National Futures Association - January 18, 2011
- Swap Dealers and Major Swap Participants Regulation - SEC Registration - Comment Letters
- Swap Dealers and Major Swap Participants Regulation - Swap Trading Relationship Documentation Requirements - Comment Letters
- Swap Entities Regulation - Clearing Member Risk Management - Comment Letters
- Swap Entities Regulation - Comment Letter - CME Group - January 3, 2011
- Swap Entities Regulation - Comment Letter - CME Group - September 29, 2011
- Swap Entities Regulation - Comment Letter - Citadel - September 29, 2011
- Swap Entities Regulation - Comment Letter - FHLBanks - September 29, 2011
- Swap Entities Regulation - Comment Letter - Freddie Mac - September 29, 2011
- Swap Entities Regulation - Comment Letter - Futures Industry Association - December 23, 2010
- Swap Entities Regulation - Comment Letter - Futures Industry Association - September 29, 2011
- Swap Entities Regulation - Comment Letter - ISDA - September 29, 2011
- Swap Entities Regulation - Comment Letter - Intercontinental Exchange - December 31, 2010
- Swap Entities Regulation - Comment Letter - Intercontinental Exchange - September 29, 2011
- Swap Entities Regulation - Comment Letter - LCH.Clearnet - December 31, 2010
- Swap Entities Regulation - Comment Letter - Managed Funds Association - September 29, 2011
- Swap Entities Regulation - Comment Letter - Minneapolis Grain Exchange - September 29, 2011
- Swap Entities Regulation - Comment Letter - Options Clearing Corporation - January 3, 2011
- Swap Entities Regulation - Provisions Common to Registered Entities - Comment Letters
- Swap Entities Regulation - Requirements for Processing, Clearing, and Transfer of Customer Positions - Comment Letters
- Swap Execution Facilities Regulation - Comment Letter - Alternative Investment Management Association - February 13, 2012
- Swap Execution Facilities Regulation - Comment Letter - Asset Management Group of SIFMA - February 13, 2012
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