A
B
C
- CFTC Final Rule: Conflicts of Interest for Swap Dealers, Major Swap Participants, Futures Commission Merchants, and Introducing Brokers
- CFTC Final Rule: Customer Clearing Documentation, Timing of Acceptance for Clearing, and Clearing Member Risk Management
- CFTC Final Rule: Designation of Chief Compliance Officer and Preparation of Annual Compliance Report
- CFTC Final Rule: Large Trader Reporting
- CFTC Final Rule: Protection of Cleared Swaps Customer Contracts and Collateral; Conforming Amendments to the Commodity Broker Bankruptcy Provisions
- CFTC Final Rule: Registration of Foreign Boards of Trade
- CFTC Final Rule: Removing Reliance on Credit Ratings
- CFTC Open Meeting, April 18, 2012
- CFTC Open Meeting, December 5, 2011
- CFTC Open Meeting, March 20, 2012
- CFTC Open Meeting, May 10, 2012
- CFTC Open Meeting, November 19, 2010
- CFTC Proposed Rule: Amendments to Adapt CFTC Regulations to the Dodd-Frank Act
- CFTC Proposed Rule: Position Reports for Physical Commodity Swaps
- CFTC Rule Proposal: Clearing Member Risk Management
- CFTC Rule Proposal: Customer Clearing Documentation and Timing of Acceptance for Clearing
- CFTC/SEC Joint Proposed Rule: Identity Theft Red Flags
- Comparison Chart – Regulation 1.25, Current vs Proposed Changes
- Consumer Financial Information Regulation
D
F
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F cont.
- Futures Commission Merchant Regulation - Comment Letter - FHLBank Atlanta - March 27, 2012
- Futures Commission Merchant Regulation - Comment Letter - FIA/ISDA - December 2, 2010
- Futures Commission Merchant Regulation - Comment Letter - Farm Credit Administration - December 3, 2010
- Futures Commission Merchant Regulation - Comment Letter - Federal Home Loan Banks - January 18, 2011
- Futures Commission Merchant Regulation - Comment Letter - Futures Industry Association - January 18, 2011
- Futures Commission Merchant Regulation - Comment Letter - Futures Industry Association - August 8, 2011
- Futures Commission Merchant Regulation - Comment Letter - ISDA - August 8, 2011
- Futures Commission Merchant Regulation - Comment Letter - Independent Community Bankers of America - December 3, 2010
- Futures Commission Merchant Regulation - Comment Letter - IntercontinentalExchange - January 18, 2011
- Futures Commission Merchant Regulation - Comment Letter - International Swaps and Derivatives Association - January 18, 2011
- Futures Commission Merchant Regulation - Comment Letter - Investment Company Institute - December 3, 2010
- Futures Commission Merchant Regulation - Comment Letter - Investment Company Institute - August 8, 2011
- Futures Commission Merchant Regulation - Comment Letter - JP Morgan - December 2, 2010
- Futures Commission Merchant Regulation - Comment Letter - LCH.Clearnet - January 18, 2011
- Futures Commission Merchant Regulation - Comment Letter - LCH.Clearnet - December 3, 2010
- Futures Commission Merchant Regulation - Comment Letter - LCH.Clearnet - August 5, 2011
- Futures Commission Merchant Regulation - Comment Letter - Managed Funds Association - January 18, 2011
- Futures Commission Merchant Regulation - Comment Letter - Managed Funds Association - August 8, 2011
- Futures Commission Merchant Regulation - Comment Letter - Managed Funds Association - December 2, 2011
- Futures Commission Merchant Regulation - Comment Letter - Minneapolis Grain Exchange - January 18, 2011
- Futures Commission Merchant Regulation - Comment Letter - National Futures Association - January 18, 2011
- Futures Commission Merchant Regulation - Comment Letter - NewEdge/MF Global - December 2, 2010
- Futures Commission Merchant Regulation - Comment Letter - Newedge - August 8, 2011
- Futures Commission Merchant Regulation - Comment Letter - R.J. O'Brien - December 3, 2010
- Futures Commission Merchant Regulation - Comment Letter - Securities Industry and Financial Markets Association - January 18, 2011
- Futures Commission Merchant Regulation - Comment Letter - Securities Industry and Financial Markets Association - August 8, 2011
- Futures Commission Merchant Regulation - Comment Letter - UBS Global Asset Management - December 3, 2010
- Futures Commission Merchant Regulation - Comment Letters
- Futures Commission Merchant Regulation - Hearings & Testimony
L
O
P
Q
S
- Swap Dealers and Major Swap Participants Regulation - Comment Letter - Securities Industry and Financial Markets Association - January 18, 2011
- Swap Dealers and Major Swap Participants Regulation - Comment Letter - Managed Funds Association - January 18, 2011
- Swap Dealers and Major Swap Participants Regulation - Comment Letter - Federal Home Loan Banks - January 18, 2011
- Swap Dealers and Major Swap Participants Regulation - Comment Letter - Working Group of Commercial Energy Firms - January 24, 2011
- Swap Dealers and Major Swap Participants Regulation - Comment Letter - Better Markets - January 24, 2011
- Swap Dealers and Major Swap Participants Regulation - Comment Letter - Securities Industry and Financial Markets Association - January 24, 2011
- Swap Dealers and Major Swap Participants Regulation - Comment Letter - MetLife - January 24, 2011
- Swap Dealers and Major Swap Participants Regulation - Comment Letter - FIA, ISDA, and SIFMA - January 18, 2011
- Swap Dealers and Major Swap Participants Regulation - Comment Letter - Swaps and Derivatives Market Association - January 24, 2011
- Swap Dealers and Major Swap Participants Regulation - Comment Letter - Alternative Investment Management Association - June 28, 2011
- Swap Dealers and Major Swap Participants Regulation - Comment Letter - Institute of International Bankers - July 1, 2011
- Swap Dealers and Major Swap Participants Regulation - Comment Letter - Fannie Mae - July 8, 2011
- Swap Dealers and Major Swap Participants Regulation - Comment Letter - Council of Institutional Investors - June 30, 2011
- Swap Dealers and Major Swap Participants Regulation - Comment Letter - Cargill - July 6, 2011
- Swap Dealers and Major Swap Participants Regulation - Comment Letter - ISDA/SIFMA - July 11, 2011
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S cont.
- Swap Dealers and Major Swap Participants Regulation - Comment Letter - Coalition for Derivatives End-Users - July 11, 2011
- Swap Dealers and Major Swap Participants Regulation - Comment Letter - Independent Community Bankers of America - July 11, 2011
- Swap Dealers and Major Swap Participants Regulation - Comment Letter - Investment Company Institute - July 11, 2011
- Swap Dealers and Major Swap Participants Regulation - Comment Letter - MetLife - July 11, 2011
- Swap Dealers and Major Swap Participants Regulation - Comment Letter - Managed Funds Association - July 11, 2011
- Swap Dealers and Major Swap Participants Regulation - Comment Letter - American Bankers Association - July 11, 2011
- Swap Dealers and Major Swap Participants Regulation - Comment Letter - BlackRock - July 11, 2011
- Swap Dealers and Major Swap Participants Regulation - Comment Letter - Markit - July 11, 2011
- Swap Dealers and Major Swap Participants Regulation - Comment Letter - Working Group of Commercial Energy Firms - July 11, 2011
- Swap Dealers and Major Swap Participants Regulation - Comment Letter - National Council of Farmer Cooperatives - July 11, 2011
- Swap Dealers and Major Swap Participants Regulation - Comment Letter - Principal Traders Group - July 11, 2011
- Swap Dealers and Major Swap Participants Regulation - Conflicts of Interest - Comment Letters
- Swap Dealers and Major Swap Participants Regulation - Required Compliance Policies - Comment Letter - Cargill - January 14, 2011
- Swap Dealers and Major Swap Participants Regulation - Required Compliance Policies - Comment Letters
- Swap Dealers and Major Swap Participants Regulation - Required Compliance Policies - Comment Letter - NewEdge - January 7, 2011
- Swap Dealers and Major Swap Participants Regulation - Required Compliance Policies - Comment Letter - FIA/SIFMA - January 18, 2011
- Swap Dealers and Major Swap Participants Regulation - Required Compliance Policies - Comment Letter - Rosenthal Collins Group - January 18, 2011
- Swap Dealers and Major Swap Participants Regulation - Required Compliance Policies - Comment Letter - National Society of Compliance Professionals- January 18, 2011
- Swap Dealers and Major Swap Participants Regulation - Required Compliance Policies - Comment Letter - National Futures Association - January 18, 2011
- Swap Entities Regulation - Clearing Member Risk Management - Comment Letters
- Swap Entities Regulation - Comment Letter - BlackRock - September 30, 2011
- Swap Entities Regulation - Comment Letter - CME Group - September 29, 2011
- Swap Entities Regulation - Comment Letter - CME Group - September 30, 2011
- Swap Entities Regulation - Comment Letter - Citadel - September 29, 2011
- Swap Entities Regulation - Comment Letter - Citadel - September 30, 2011
- Swap Entities Regulation - Comment Letter - Consortium of Major Financial Institutions - October 14, 2011
- Swap Entities Regulation - Comment Letter - DRW Trading Group - September 30, 2011
- Swap Entities Regulation - Comment Letter - Eris Exchange - September 30, 2011
- Swap Entities Regulation - Comment Letter - FHLBanks - September 29, 2011
- Swap Entities Regulation - Comment Letter - FHLBanks - September 30, 2011
- Swap Entities Regulation - Comment Letter - Freddie Mac - September 29, 2011
- Swap Entities Regulation - Comment Letter - Futures Industry Association - May 10, 2011
- Swap Entities Regulation - Comment Letter - Futures Industry Association - September 29, 2011
- Swap Entities Regulation - Comment Letter - ISDA - September 29, 2011
- Swap Entities Regulation - Comment Letter - ISDA/FIA - September 30, 2011
- Swap Entities Regulation - Comment Letter - Intercontinental Exchange - September 30, 2011
- Swap Entities Regulation - Comment Letter - Intercontinental Exchange - September 29, 2011
- Swap Entities Regulation - Comment Letter - Investment Company Institute - September 30, 2011
- Swap Entities Regulation - Comment Letter - LCH.Clearnet - October 11, 2011
- Swap Entities Regulation - Comment Letter - Managed Funds Association - September 29, 2011
- Swap Entities Regulation - Comment Letter - Minneapolis Grain Exchange - September 29, 2011
- Swap Entities Regulation - Comment Letter - Morgan Stanley - September 30, 2011
- Swap Entities Regulation - Comment Letter - SIFMA - September 30, 2011
- Swap Entities Regulation - Comment Letter - Swaps and Derivatives Market Association - September 30, 2011
- Swap Entities Regulation - Comment Letter - UBS Investment Bank - October 7, 2011
- Swap Entities Regulation - Comment Letter - Wells Fargo Securities - October 7, 2011
- Swap Entities Regulation - Customer Clearing Documentation and Timing of Acceptance for Clearing - Comment Letters
- Swap Entities Regulation - Registration of Intermediaries - Comment Letters
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