Accredited Investor Definition Regulation - Comment Letter - International Association of Small Broker Dealers and Advisors - February 9, 2011

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Dodd-Frank Timeline,
Net Worth Standard for Accredited Investors, SEC
Proposal Date Final Rule Issue Effective Date
January 31, 2011 December 29, 2011 February 27, 2012

Net Worth Standard for Accredited Investors
February 9, 2011

The comment letter focuses on the following issues:

  • "how to treat debt incurred on a home and assets purchased with that debt or as the release calls it proceeds of debt secured by primary residence incurred to invest in securities;" and
  • "the weakness of not having an alternative sophistication test."


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